Masroor A. Adnan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Masroor Ahmad Adnan, CFP® was a registered financial professional .
Masroor is a previously registered financial professional and started their career in finance in 2001. Masroor had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
July 31, 2015 - December 31, 2025
FINANCIAL AURORA, LLC.
March 26, 2001 - August 19, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
March 13, 2001 - July 3, 2006
IDS LIFE INSURANCE COMPANY
March 13, 2001 - August 19, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
FINANCIAL AURORA, LLC.
CRD#: 260786 / SEC#: 801-131564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL AURORA, LLC.
CRD#: 260786 / SEC#: 801-131564
Contact information
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 110,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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