Masroor A. Adnan

FINANCIAL AURORA.

Austin, TX 78757-8061

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CRD#: 4339437

Professional summary

Masroor Ahmad Adnan, CFP® is a registered financial advisor currently at FINANCIAL AURORA, LLC. located in Austin, Texas.

Masroor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Masroor has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Commercial Real Estate: Owner; Income: $0; Hours: 1. Internet Media Business: Owner; Income: $1-$999; Hours: 1.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Masroor Ahmad Adnan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

July 31, 2015 - Present

FINANCIAL AURORA, LLC.

Office #1: 3200 Steck Avenue, Suite 250, Austin, TX 78757-8061

RIA

CRD#: 260786

Austin, TX

Past

March 26, 2001 - August 19, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

AUSTIN, TX

Past

March 13, 2001 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 13, 2001 - August 19, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL AURORA, LLC.

FINANCIAL AURORA, INC. | MY FINANCIAL AURORA LIMITED LIABILITY COMPANY | FINANCIAL AURORA, LLC. | FINANCIAL AURORA, LLC

CRD#: 260786 / SEC#: 801-131564

RIA

Registered Investment Advisory firm - (11/29/2024 Approved)

California

Registered Investment Advisory firm - (1/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/11/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/6/2016)

IAR

Texas
(7/31/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/23/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/19/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2001

General Securities Representative Examination

Current Firm

FINANCIAL AURORA, LLC.

FINANCIAL AURORA, INC. | MY FINANCIAL AURORA LIMITED LIABILITY COMPANY | FINANCIAL AURORA, LLC. | FINANCIAL AURORA, LLC

CRD#: 260786 / SEC#: 801-131564

RIA

Registered Investment Advisory firm - (11/29/2024 Approved)

California

Registered Investment Advisory firm - (1/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/11/2024 Terminated)

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Contact information

Main Address

3200 Steck Avenue, Suite 250, Austin, TX 78757-8061

Mailing Address

Phone number

(512) 213-6400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE (3/31/2025)

ADV PART 2B - BROCHURE SUPPLEMENT (3/31/2025)

FORM ADV 2A FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 110,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Masroor A. Adnan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Masroor Ahmad Adnan's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL AURORA, LLC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FINANCIAL AURORA, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/23/2001

SIE

Date: 8/19/2015

Series 7

Date: 3/12/2001

Current Firm

FINANCIAL AURORA, LLC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL AURORA, LLC.

TRUST BUT VERIFY

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