HD
Henry C. Dudley
DUDLEY & SHANLEY
DURANGO, CO
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CRD#: 4339253
HD
Professional summary
Henry Claypool Dudley is a registered financial advisor currently at DUDLEY & SHANLEY, INC. located in Durango, Colorado.
Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Henry has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SINCE 1979, I AM A CO-TRUSTEE OF TRUSTS U/W MARJORIE DUDLEY, FBO DAVID C. DUDLEY, FBO SARAH D. PLIMPTON, FBO JANE C. DUDLEY AND FBO HENRY C. DUDLEY, LOCATED AT 1177 6TH AVE, NY, NY 10036, AN INVESTMENT RELATED ENTITY. I DEVOTE 1-5 HRS. PER MO. TO THAT ENTITY.
SINCE 1977, I AM PRESIDENT OF MENUNKATUNK CORPORATION, LOCATED AT 130 MAPLE AVEN, RED BANK, NJ 07701, AN INVESTMENT RELATED ENTITY. I DEVOTE 1-2 HRS. PER MO. TO THAT ENTITY.
SINCE 2001, I AM A MEMBER OF OPEN SHUTTER GALLERY, LLC, LOCATED AT 735 MAIN AVE, DURANGO, CO 81301, A NON-INVESTMENT RELATED ENTITY. I DEVOTE 0-1 HRS. PER MO. TO THAT ENTITY.
SINCE 2007, I AM A MANAGING MEMBER OF MOON HILL, LLC, LOCATED AT 1245 12TH STREET PL, DURANGO, CO 81301, AN INVESTMENT RELATED ENTITY. I DEVOTE 1-2 HRS. PER MO. TO THAT ENTITY.
CRS (Client Relationship Summary) - RIA
Click below to view Henry Claypool Dudley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2011 - Present
DUDLEY & SHANLEY, INC.
RIA
CRD#: 157515
DURANGO, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
D&
DUDLEY & SHANLEY, INC.
DUDLEY & SHANLEY, INC. | DUDLEY & SHANLEY, LLC
CRD#: 157515 / SEC#: 801-72572
RIA
Registered Investment Advisory firm - (7/7/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(11/14/2011)
Current Firm
D&
DUDLEY & SHANLEY, INC.
DUDLEY & SHANLEY, INC. | DUDLEY & SHANLEY, LLC
CRD#: 157515 / SEC#: 801-72572
RIA
Registered Investment Advisory firm - (7/7/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
205 Worth Avenue #311, Palm Beach, FL 33480-4618
Mailing Address
54 Shrewsbury Ave Suite C, Red Bank, NJ 07701-1197
Phone number
(561) 855-4742
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 49 |
| AUM (Assets Under Management) | $ 713,024,963 |
Red Flags
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