Kenneth C. Boothe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Charles Boothe was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2001. Kenneth had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2021 - December 12, 2022
LEO WEALTH, LLC
March 17, 2006 - January 3, 2022
LEO BROKERAGE, LLC
August 12, 2003 - November 14, 2003
PROFESSIONAL PARTNERS CORPORATION
August 9, 2002 - December 12, 2022
LEO BROKERAGE, LLC
January 31, 2001 - August 15, 2002
WORLD CHOICE SECURITIES, INC.
Primary Firm SEC Registration
LEO WEALTH, LLC
CRD#: 283891 / SEC#: 801-108435
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEO WEALTH, LLC
CRD#: 283891 / SEC#: 801-108435
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,566 |
| AUM (Assets Under Management) | $ 2,655,950,651 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/11/2025 | ||
| 10/23/2024 | ||
| 11/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
