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GS

George H. Starke

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CRD#: 433908
GS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Henry Starke JR was a registered financial advisor .

George is a previously registered financial advisor and started their career in finance in 1972. George had worked at 21 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 1, Series 24, Series 26, Series 53 and Series 39 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 21, 2016 - January 3, 2017

AARON CAPITAL INCORPORATED

BD
CRD#: 28583
COLUMBUS, GA
Past

January 6, 2014 - January 21, 2014

MSC - BD, LLC

BD
CRD#: 142927
LAKE OSWEGO, OR
Past

April 9, 2010 - June 24, 2015

ASG SECURITIES, INC.

BD
CRD#: 44534
FT. LAUDERDALE, FL
Past

November 13, 2007 - April 18, 2008

VFINANCE ADVISORS, INC.

RIA
CRD#: 135815
SILVER SPRINGS, MD
Past

November 2, 2007 - April 18, 2008

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

August 16, 2007 - October 30, 2007

ISC FINANCIAL CORPORATION

RIA
CRD#: 143154
WASHINGTON, DC
Past

March 9, 2006 - March 27, 2006

WESTROCK ADVISORS, INC.

BD
CRD#: 114338
NEW YORK, NY
Past

December 2, 2004 - July 1, 2005

DULLES CAPITAL GROUP, INC.

BD
CRD#: 36523
WASHINGTON, DC
Past

November 6, 2002 - December 31, 2003

DULLES CAPITAL GROUP, INC.

BD
CRD#: 36523
WASHINGTON, DC
Past

December 14, 1998 - December 31, 2000

SOVEREIGN-AMERICAN SECURITIES, INC.

BD
CRD#: 21727
NAPLES, FL
Past

October 2, 1995 - December 13, 1996

ROBERT VAN SECURITIES, INC.

BD
CRD#: 29581
OAKLAND, CA
Past

March 7, 1995 - August 16, 1999

ADLER COLEMAN & CO., INC.

BD
CRD#: 16104
NEW YORK, NY
Past

June 30, 1993 - May 2, 1994

LARA, SHULL & MAY, LTD

BD
CRD#: 10556
FALLS CHURCH, VA
Past

January 4, 1988 - December 20, 1988

DERAND/PENNINGTON/BASS, INC.

BD
CRD#: 4679
Past

June 28, 1985 - January 4, 1988

NORTH AMERICAN INVESTMENT CORP.

BD
CRD#: 7568
Past

May 16, 1983 - June 29, 1985

RIVIERE SECURITIES CORPORATION

BD
CRD#: 715
Past

January 19, 1981 - June 22, 1993

WILLIAM & CO. CAPITAL MARKETS LTD.

BD
CRD#: 8382
NY, NY
Past

January 12, 1976 - May 23, 1976

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
Past

July 5, 1974 - December 28, 1978

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
Past

July 5, 1974 - March 5, 1979

OSAIC FA, INC.

BD
CRD#: 3978
Past

January 11, 1974 - August 25, 1974

HOME LIFE INSURANCE COMPANY

BD
CRD#: 4184
Past

September 27, 1972 - February 8, 1975

RIVIERE & BERENS SECURITIES CORP

BD
CRD#: 1000007

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/31/2007
Uniform Combined State Law Examination
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/26/1972
Registered Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


AC
AARON CAPITAL INCORPORATED
AARON CAPITAL INCORPORATED | AARON CAPITAL, INCORPORATED

CRD#: 28583 / SEC#: , 8-44000

BD
Terminated by SEC on 09/30/2022
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Contact information


Main Address
2244 Faraday, Carlsbad, CA 92008
Mailing Address
Phone number
Established
Texas since 10/12/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
WOLFE, DAVID SANFORDCHAIRMAN/CEO/CCO1019315
CARTER, ANA RCFO/FINOP4424794

Disclosures


Regulatory Event5
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AARON CAPITAL INCORPORATED

CRD#: 28583

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