AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
GW

Gary B. Wood

CONCORDE INVESTMENT MANAGEMENT
DALLAS, TX 75240-2387
Some features on this profile are disabled
CRD#: 4339022
GW

Professional summary


Gary Brent Wood is a registered financial advisor currently at CONCORDE INVESTMENT MANAGEMENT located in Dallas, Texas.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Gary has worked at 2 firms .

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Gary Brent Wood's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 31, 1992 - Present

CONCORDE INVESTMENT MANAGEMENT

Office #1: 1000 Three Lincoln Centre 5430 Lbj Freeway, Dallas, TX 75240-2387
RIA
CRD#: 105237
DALLAS, TX
Past

March 31, 1992 - December 2, 2004

CONCORDE CAPITAL CORP

RIA
CRD#: 106242
DALLAS, TX

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CONCORDE INVESTMENT MANAGEMENT
CONCORDE FINANCIAL CORP | CONCORDE INVESTMENT MANAGEMENT | CONCORDE FINANCIAL CORPORATION

CRD#: 105237 / SEC#: 801-16625

RIA
Registered Investment Advisory firm - (12/1/1981 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/31/1992)

Exams


Current Firm


CI
CONCORDE INVESTMENT MANAGEMENT
CONCORDE FINANCIAL CORP | CONCORDE INVESTMENT MANAGEMENT | CONCORDE FINANCIAL CORPORATION

CRD#: 105237 / SEC#: 801-16625

RIA
Registered Investment Advisory firm - (12/1/1981 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
8383 Preston Center Plaza Drive Suite 360, Dallas, TX 75225
Mailing Address
Phone number
(972) 701-5400
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV (PART 2A) - CONCORDE INVESTMENT MANAGEMENT (10/20/2025)

Regulatory assets under management


Total Number of Accounts380
AUM (Assets Under Management)$ 402,221,544

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CONCORDE INVESTMENT MANAGEMENT

CRD#: 105237Dallas, TX 75240-2387

TRUST BUT VERIFY

Monitor Gary Wood

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Grapevine, TX
Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
Garland, TX
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics