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Abner Silva

CRD# 4339005·Registered 2001 - 2011
Previously Registered: Being a previously registered professional could mean that Abner is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Abner Silva was a registered financial advisor. Abner was a previously registered financial professional and started their career in finance 2001 - 2011. Abner had worked at 3 firms and has passed the Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

MEDITERRANEAN SECURITIES GROUP, LLC·CRD# 153755
BD
Coconut Creek, FL
June 10, 2011 - October 5, 2011
PERROTT, MATHER & GILDAY, INC.·CRD# 38186
BD
Orlando, FL
January 21, 2002 - March 31, 2009
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
February 14, 2001 - November 16, 2001

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Current Firm

MS
MEDITERRANEAN SECURITIES GROUP, LLC

MEDITERRANEAN SECURITIES GROUP , LLC | MEDITERRANEAN SECURITIES, GROUP, LLC | MEDITERRANEAN SECURITIES GROUP, LLC

CRD#: 153755 / SEC#: 8-68567
BD
Cancelled by SEC on 08/12/2014

Contact Information

Established

Florida since 06/30/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MEDITERRANEAN SECURITIES HOLDINGSOWNER—
MOORE & SCHLEY HOLDINGS, LPOWNER—
FALKEN, MICHAEL BARRYCCO862958
ROSA, DENNIS JAMES SRCFO, FINOP1112785

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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