JB
James P. Bortolussi
VANTAGE POINT WEALTH MANAGEMENT
Brooklyn Park, MN 55445
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CRD#: 4338830
JB
Professional summary
James Patrick Bortolussi, CFP®, who also goes by James P Bortolussi, is a registered financial advisor currently at VANTAGE POINT WEALTH MANAGEMENT located in Brooklyn Park, Minnesota and LPL FINANCIAL LLC located in Plymouth, Minnesota.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. James has worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
James P Bortolussi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) VPWM Advisors LLC; Yes; RIA; Investment Advisor Representative; 04/2014; 160/ HRS MO; 160; HRS MO; Investment Advice, Asset Management & Financial Planning (2.) Bortolussi Wealth Management, L.L.C; No; Business entity for Tax/ accounting purposes; Owner; 05/2014; 1/ HR MO; 0/ HRS MO; Tax & Accounting (3.) James Patrick Bortolussi, Sole Proprietor; Yes; Insurance Services; Insurance Agent; 03/2009; 10/ HRS MO; 10/ HRS MO; Insurance Product Sales (4.) LPL Financial LLC; Yes; Broker/ Dealer; Registered Representative; 04/2014; 10/ HRS MO; 10/ HRS MO; Financial recommendations and client transactions in securities market.
CRS (Client Relationship Summary) - RIA
Click below to view James Patrick Bortolussi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
April 23, 2014 - Present
VANTAGE POINT WEALTH MANAGEMENT
Office #1: 10321 Louisiana Ave. N., Brooklyn Park, MN 55445RIA
CRD#: 167886
Brooklyn Park, MN
Current
April 2, 2014 - Present
LPL FINANCIAL LLC
Office #1: 505 N Highway 169 Suite 260, Plymouth, MN 55441RIA
BD
CRD#: 6413
Plymouth, MN
Past
June 27, 2011 - April 3, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MINNEAPOLIS, MN
Past
February 4, 2009 - April 3, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
March 23, 2001 - February 12, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VANTAGE POINT WEALTH MANAGEMENT
FLEISCHER AND JOHNSON WEALTH MANAGEMENT | VPWM ADVISORS, LLC | VPWM ADVISORS | VANTAGE POINT WEALTH MANAGEMENT | NRP ADVISORS, LLC | NRP ADVISORS | NORTHERN RETIREMENT PARTNERS | FMS FINANCIAL PLANNING
CRD#: 167886 / SEC#: 801-99343
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2015 Terminated)North Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)South Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)Texas
Registered Investment Advisory firm - (6/24/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/2/2014)
RR
Georgia(4/2/2014)
RR
Illinois(4/11/2014)
RR
Kentucky(4/2/2014)
RR
Minnesota(4/2/2014)
IAR
Minnesota(4/23/2014)
RR
North Carolina(4/2/2014)
RR
Ohio(4/2/2014)
RR
South Carolina(4/2/2014)
RR
Texas(4/16/2014)
IAR
Texas(6/4/2014)
RR
Virginia(4/2/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VP
VANTAGE POINT WEALTH MANAGEMENT
FLEISCHER AND JOHNSON WEALTH MANAGEMENT | VPWM ADVISORS, LLC | VPWM ADVISORS | VANTAGE POINT WEALTH MANAGEMENT | NRP ADVISORS, LLC | NRP ADVISORS | NORTHERN RETIREMENT PARTNERS | FMS FINANCIAL PLANNING
CRD#: 167886 / SEC#: 801-99343
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2015 Terminated)North Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)South Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)Texas
Registered Investment Advisory firm - (6/24/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
505 North Highway 169 Suite 260, Plymouth, MN 55441
Mailing Address
Phone number
(763) 587-7120
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,361 |
| AUM (Assets Under Management) | $ 277,355,003 |
Red Flags
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Company Information
VANTAGE POINT WEALTH MANAGEMENT
CRD#: 167886Brooklyn Park, MN 55445TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
