George Stark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Stark was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1968. George had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 87, Series 15, Series 5, PC, Series 1, Series 24, Series 53, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2015 - October 2, 2017
ACG WEALTH INC.
February 18, 2011 - December 31, 2015
WESTERN INTERNATIONAL SECURITIES, INC.
February 18, 2011 - June 3, 2024
WESTERN INTERNATIONAL SECURITIES, INC.
May 2, 2006 - February 18, 2011
BURNHAM SECURITIES INC.
January 4, 1990 - March 1, 2011
BURNHAM ASSET MANAGEMENT CORP
January 3, 1990 - February 18, 2011
BURNHAM SECURITIES INC.
May 6, 1977 - October 2, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
March 12, 1968 - June 13, 1977
WHITE, WELD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 15
Date: 5/22/1984
Foreign Currency Options ExaminationSeries 5
Date: 2/22/1982
Interest Rate Options ExaminationPC
Date: 12/14/1979
AMEX Put and Call ExamSeries 1
Date: 3/11/1968
Registered Representative ExaminationSeries 00
Date: 12/11/1972
General Securities Principal ExaminationCurrent Firm
ACG WEALTH INC.
CRD#: 150419 / SEC#: 801-70298
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,815 |
| AUM (Assets Under Management) | $ 1,222,836,655 |
Red Flags
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