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GS

George Stark

CRD# 433867·Registered 1968 - 2017
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Stark was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1968 - 2017. George had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 87, Series 15, Series 5, PC, Series 1, Series 24, Series 53, Series 4 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

ACG WEALTH INC.·CRD# 150419
RIA
Houston, TX
November 10, 2015 - October 2, 2017
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
RIA
Houston, TX
February 18, 2011 - December 31, 2015
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
BD
Houston, TX
February 18, 2011 - June 3, 2024
BURNHAM SECURITIES INC.·CRD# 22549
RIA
Houston, TX
May 2, 2006 - February 18, 2011
BURNHAM ASSET MANAGEMENT CORP·CRD# 104960
RIA
Houston, TX
January 4, 1990 - March 1, 2011
BURNHAM SECURITIES INC.·CRD# 22549
BD
Houston, TX
January 3, 1990 - February 18, 2011
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
May 6, 1977 - October 2, 1989
WHITE, WELD & CO. INCORPORATED·CRD# 6802
BD
March 12, 1968 - June 13, 1977

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Current Firm

AW
ACG WEALTH INC.

ACG WEALTH INC. | STARK CAPITAL MANAGEMENT | OPTIMUM GROWTH ADVISORS, LLC | ATLANTA CAPITAL GROUP | ACG WEALTH, INC.

CRD#: 150419 / SEC#: 801-70298

Contact Information

Main Address

3333 Piedmont Rd. Suite 2010, Atlanta, GA 30305

Phone Number

(404) 893-4100

# of Employees

13

Documents

Latest Form ADV

Part 2 Brochures

ACG WEALTH FIRM BROUCHURE MARCH 2022 VF (3/29/2022)

Regulatory Assets Under Management

Total Number of Accounts

1,815

AUM (Assets Under Management)

$1,222,836,655

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1981About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Apr 2006About the Series 87 exam

Series 15 — Foreign Currency Options Examination

Passed May 1984

Series 5 — Interest Rate Options Examination

Passed Feb 1982

PC — AMEX Put and Call Exam

Passed Dec 1979

Series 1 — Registered Representative Examination

Passed Mar 1968

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 2023About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1979About the Series 4 exam

Series 00 — General Securities Principal Examination

Passed Dec 1972

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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