Gary L. Stark
Professional summary
Gary Lester Stark is a registered financial advisor currently at STARK FINANCIAL ADVISERS, INC. located in Okeechobee, Florida and R.M. STARK & CO., INC. located in Lake Worth Beach, Florida.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. Gary has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 57TO, Series 7TO, Series 79TO, Series 52TO, SIE, Series 55, Series 15, Series 5, Series 1, Series 53, Series 24, Series 10, Series 9, Series 27, Series 4, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gary Lester Stark's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2002 - Present
STARK FINANCIAL ADVISERS, INC.
Office #1: 16950 U.s. Highway 441 North, Okeechobee, FL 34972August 8, 1994 - Present
R.M. STARK & CO., INC.
Office #1: 730 S Federal Highway, Lake Worth Beach, FL 33460December 8, 1988 - July 19, 1994
A. G. EDWARDS & SONS, INC.
October 25, 1982 - December 16, 1988
KIDDER, PEABODY & CO. INCORPORATED
September 6, 1978 - October 29, 1982
UBS FINANCIAL SERVICES INC.
August 14, 1974 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
August 9, 1973 - September 26, 1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/19/2002)
(1/15/2019)
(1/30/1995)
(6/6/1995)
(8/11/1994)
(9/19/2002)
(3/2/1995)
(5/26/2023)
(4/3/1997)
(4/22/2019)
(10/20/1994)
(8/29/1995)
(9/26/2007)
(6/14/1996)
(2/21/2019)
(5/18/1995)
(6/22/1995)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 6/19/2000
Limited Representative-Equity Trader ExamSeries 15
Date: 3/22/1989
Foreign Currency Options ExaminationSeries 5
Date: 10/22/1981
Interest Rate Options ExaminationSeries 1
Date: 8/6/1973
Registered Representative ExaminationSeries 40
Date: 5/3/1978
Registered Principal ExaminationSeries 12
Date: 4/5/1978
NYSE Branch Manager ExaminationFINRA
Current Firm
STARK FINANCIAL ADVISERS, INC.
CRD#: 121213 / SEC#: 801-112583
Contact information
Regulatory assets under management
| Total Number of Accounts | 164 |
| AUM (Assets Under Management) | $ 82,477,110 |
Red Flags
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Company Information
STARK FINANCIAL ADVISERS, INC.
CRD#: 121213Okeechobee, FL 34972TRUST BUT VERIFY
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