Jeffrey S. Horvath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Stephen Horvath was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2001. Jeffrey had worked at 5 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2011 - December 31, 2016
JMR ADVISORY SERVICES, LLC
September 9, 2009 - March 8, 2010
JMR ADVISORY SERVICES, LLC
October 31, 2007 - September 3, 2009
BRUMLEY INTERNATIONAL GROUP ADVISORS, INC.
November 28, 2003 - July 15, 2004
U.S. BANCORP INVESTMENTS, INC.
May 9, 2003 - November 5, 2003
MORGAN STANLEY DW INC.
October 16, 2002 - November 5, 2003
MORGAN STANLEY DW INC.
March 20, 2001 - December 12, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
JMR ADVISORY SERVICES, LLC
CRD#: 150418 / SEC#: 801-70246
Contact information
Red Flags
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