Ryan J. Donohew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan James Donohew was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2001. Ryan had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2015 - December 31, 2019
LOCKWOOD WEALTH MANAGEMENT INC.
June 10, 2009 - December 31, 2014
LOCKWOOD WEALTH MANAGEMENT INC.
August 8, 2003 - April 2, 2008
HSBC SECURITIES (USA) INC.
May 8, 2003 - March 9, 2004
DEBTTRADERS, INC.
April 3, 2001 - February 6, 2003
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOCKWOOD WEALTH MANAGEMENT INC.
CRD#: 149888 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
