Julian H. Currie
Professional summary
Julian Howard Currie, who also goes by Julian H Currie, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Julian is registered as a RR (Registered Representative) and started their career in finance in 2001. Julian has worked at 8 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julian Howard Currie's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008January 5, 2012 - August 9, 2012
CHAPDELAINE TULLETT PREBON, LLC
January 12, 2007 - May 17, 2007
CHAPDELAINE CORPORATE SECURITIES & CO
August 11, 2005 - June 13, 2007
PREBON SECURITIES (USA) INC.
August 11, 2005 - January 6, 2010
PREBON FINANCIAL PRODUCTS INC.
October 7, 2002 - January 3, 2007
COLLINS STEWART (SECURITIES) INC.
April 11, 2001 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
April 10, 2001 - November 14, 2008
TULLETT LIBERTY BROKERAGE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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