Todd M. Brussel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Michael Brussel was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2001. Todd had worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2015 - December 18, 2024
WHITEHALL CAPITAL MARKETS LLC
September 2, 2009 - March 10, 2015
STORMHARBOUR SECURITIES LP
March 30, 2005 - December 10, 2008
NATWEST MARKETS SECURITIES INC.
May 1, 2001 - March 29, 2005
J.P. MORGAN SECURITIES INC.
March 5, 2001 - May 1, 2001
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
WHITEHALL CAPITAL MARKETS LLC
CRD#: 158885 / SEC#: , 8-68936
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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