Timothy W. Hyde
Professional summary
Timothy Wellard Hyde was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Timothy is a previously registered financial advisor and started their career in finance in 2001. Prior to being barred, Timothy had worked at 4 firms, which includes HELIOS INVESTMENTS INC, CADARET GRANT & CO. INC., TRANSAMERICA FINANCIAL ADVISORS LLC, EQUITABLE ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2009 - April 3, 2009
HELIOS INVESTMENTS INC
January 29, 2007 - December 31, 2008
CADARET, GRANT & CO., INC.
January 26, 2007 - December 31, 2008
CADARET, GRANT & CO., INC.
September 11, 2002 - February 5, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 13, 2002 - February 5, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 4, 2001 - April 26, 2002
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
HELIOS INVESTMENTS INC
CRD#: 149389 / SEC#: 801-69963
Contact information
Red Flags
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