Thomas M. Henderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas M Henderson was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2001. Thomas had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2010 - March 30, 2011
GENSPRING CHARLESTON, LLC
August 4, 2005 - September 10, 2012
GFO ADVISORY SERVICES, LLC
May 11, 2001 - November 6, 2001
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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