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WB

William Bradford

GARRISON BRADFORD & ASSOCIATES
New York, NY 10022
Some features on this profile are disabled
CRD#: 4337039
WB

Professional summary

William Bradford III, who also goes by William Bradford, is a registered financial advisor currently at GARRISON BRADFORD & ASSOCIATES INC located in New York, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. William has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

William Bradford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Bradford III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 17, 2021 - Present

GARRISON BRADFORD & ASSOCIATES INC

Office #1: 445 Park Avenue 9th Floor, Suite 909, New York, NY 10022
RIA
CRD#: 105603
New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GB
GARRISON BRADFORD & ASSOCIATES INC
GARRISON BRADFORD & ASSOCIATES INC

CRD#: 105603 / SEC#: 801-10937

RIA
Registered Investment Advisory firm - (8/29/1975 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(8/17/2021)
IAR
New York
(8/17/2021)

Exams

Current Firm

GB
GARRISON BRADFORD & ASSOCIATES INC
GARRISON BRADFORD & ASSOCIATES INC

CRD#: 105603 / SEC#: 801-10937

RIA
Registered Investment Advisory firm - (8/29/1975 Approved)
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Contact information

Main Address
445 Park Avenue 9th Floor, Suite 909, New York, NY 10022
Mailing Address
Phone number
(212) 557-7440
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROCHURE SUPPLEMENT (3/14/2025)
BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts35
AUM (Assets Under Management)$ 134,015,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GARRISON BRADFORD & ASSOCIATES INC

CRD#: 105603New York, NY 10022

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