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GS

Gordon A. Stansberry

Some features on this profile are disabled
CRD#: 433693
GS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gordon Andrew Stansberry, who also goes by Joe Stansberry, was a registered financial professional .

Gordon is a previously registered financial professional and started their career in finance in 1970. Gordon had worked at 11 firms and has passed the Series 1 and Series 00 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe Stansberry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 7, 1995 - May 15, 1997

GLOBAL CAPITAL SECURITIES CORPORATION

BD
CRD#: 16184
ENGLEWOOD, CO
Past

January 31, 1995 - February 27, 1995

MILLER JOHNSON STEICHEN KINNARD, INC.

BD
CRD#: 694
MINNEAPOLIS, MN
Past

May 29, 1986 - January 4, 1995

WESTONKA INVESTMENTS, INC.

BD
CRD#: 15542
MINNETONKA, MN
Past

July 15, 1985 - May 2, 1986

UBS CAPITAL MARKETS L.P.

BD
CRD#: 2692
Past

July 31, 1984 - June 3, 1985

ENGLER-BUDD & COMPANY INC.

BD
CRD#: 1743
Past

August 18, 1983 - July 13, 1984

WILLIAM BLAIR

BD
CRD#: 1252
Past

May 5, 1978 - June 23, 1983

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

July 9, 1976 - May 5, 1978

DAIN, KALMAN & QUAIL, INCORPORATED

BD
CRD#: 202
Past

September 27, 1974 - June 26, 1976

CRAIG-HALLUM, INC.

BD
CRD#: 1546
Past

December 10, 1973 - August 5, 1974

DOMIK CORP.

BD
CRD#: 223
Past

November 6, 1970 - May 15, 1975

BD
CRD#: 1000004

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 1
Date: 2/29/1968
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 00
Date: 2/10/1970
General Securities Principal Examination

Current Firm

GC
GLOBAL CAPITAL SECURITIES CORPORATION
CHERRY CREEK INVESTMENTS, LTD. | GLOBAL CAPITAL SECURITIES CORPORATION | EBI SECURITIES CORPORATION | COHIG & ASSOCIATES, INC.

CRD#: 16184 / SEC#: , 8-33481

BD
Terminated by SEC on 04/25/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Colorado since 01/22/1985
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL CAPITAL PARTNERSSHAREHOLDER

Disclosures

Regulatory Event7
Arbitration31

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBAL CAPITAL SECURITIES CORPORATION

CRD#: 16184

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