Albury N. Fleitas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albury Newbold Fleitas, who also goes by Bo Fleitas, was a registered financial professional .
Albury is a previously registered financial professional and started their career in finance in 2001. Albury had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2013 - January 12, 2015
MCG SECURITIES LLC
May 18, 2012 - February 25, 2013
CV BROKERAGE, INC
March 10, 2011 - April 26, 2012
RBC CAPITAL MARKETS, LLC
January 7, 2004 - April 5, 2004
PARKER/HUNTER INCORPORATED
December 18, 2001 - March 2, 2004
TGH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCG SECURITIES LLC
CRD#: 163144 / SEC#: , 8-69068
Contact information
FINRA licenses (3 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
