William G. Stott

MARSHFIELD ASSOCIATES

Northboro, MA

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CRD#: 4336633

Professional summary

William Gilmore Stott is a registered financial advisor currently at MARSHFIELD ASSOCIATES located in Northboro, Massachusetts.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. William has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Gilmore Stott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2009 - Present

MARSHFIELD ASSOCIATES

RIA

CRD#: 150614

Northboro, MA

Past

October 2, 2009 - March 29, 2019

BUSHIDO CAPITAL PARTNERS LLC

RIA

CRD#: 146340

WASHINGTON, DC

Past

September 24, 2009 - December 31, 2018

YOGI ADVISORS, LLC

RIA

CRD#: 137886

WASHINGTON, DC

Past

July 19, 2001 - July 16, 2009

MARSHFIELD ASSOCIATES

RIA

CRD#: 110916

NORTHBORO, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARSHFIELD ASSOCIATES

MARSHFIELD ASSOCIATES | MARSHFIELD ASSOCIATES, INC.

CRD#: 150614 / SEC#: 801-70275

RIA

Registered Investment Advisory firm - (6/24/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/14/2022)

IAR

District of Columbia
(9/22/2009)

IAR

Idaho
(11/14/2022)

IAR

Maryland
(11/14/2022)

IAR

Massachusetts
(9/18/2009)

IAR

New Hampshire
(11/18/2022)

IAR

North Carolina
(11/21/2022)

IAR

Pennsylvania
(11/15/2022)

IAR

Texas
(11/14/2022)

IAR

Virginia
(11/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/2001

Uniform Investment Adviser Law Examination

Current Firm

MARSHFIELD ASSOCIATES

MARSHFIELD ASSOCIATES | MARSHFIELD ASSOCIATES, INC.

CRD#: 150614 / SEC#: 801-70275

RIA

Registered Investment Advisory firm - (6/24/2009 Approved)

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Contact information

Main Address

1330 Connecticut Ave Nw Suite 400, Washington, DC 20036

Mailing Address

Phone number

(202) 828-6200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARSHFIELD ASSOCIATES FORM ADV PART 2A (8/14/2025)

MARSHFIELD ASSOCIATES FORM ADV PART 2B (BROCHURE SUPPLEMENT) (8/14/2025)

Regulatory assets under management

Total Number of Accounts	5,466
AUM (Assets Under Management)	$ 7,500,657,939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William G. Stott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Gilmore Stott's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARSHFIELD ASSOCIATES

BUSHIDO CAPITAL PARTNERS LLC

YOGI ADVISORS, LLC

MARSHFIELD ASSOCIATES

Primary Firm SEC Registration

MARSHFIELD ASSOCIATES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/2001

Current Firm

MARSHFIELD ASSOCIATES

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARSHFIELD ASSOCIATES

TRUST BUT VERIFY

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