Dennis P. Mcguire

MCGUIRE WEALTH MANAGEMENT

Wakefield, RI 02879

Some features on this profile are disabled

CRD#: 4336544

Professional summary

Dennis Patrick Mcguire JR., who also goes by Dennis Partick Mcguire Jr., is a registered financial advisor currently at MCGUIRE WEALTH MANAGEMENT located in Wakefield, Rhode Island.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Dennis has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dennis Partick Mcguire Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRUSTEE FOR MCGUIRE INVESTMENT GROUP MULTIPLE 401K PLANS; INV. RELATED; CHARLESTOWN, RI; 10/2010; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR FATHER; INV. RELATED; WAKEFIELD, RI; START DATE 2/2018; 1 HR PER MONTH; 0 HRS DURING TRADING. RIA; INV. RELATED; CHARLESTOWN, RI; OWNER; START DATE 5/2018; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: OWNER AND PRINCIPAL.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Patrick Mcguire JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2018 - Present

MCGUIRE WEALTH MANAGEMENT

Office #1: 105 Main Street, Wakefield, RI 02879

RIA

CRD#: 296271

Wakefield, RI

Past

October 2, 2009 - September 17, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

CHARLESTOWN, RI

Past

October 2, 2009 - September 17, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

CHARLESTOWN, RI

Past

January 1, 2008 - October 5, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLESTOWN, RI

Past

January 1, 2008 - October 5, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLESTOWN, RI

Past

September 20, 2006 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

CHARLESTOWN, RI

Past

March 13, 2001 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

CHARLESTOWN, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCGUIRE WEALTH MANAGEMENT

MCGUIRE INVESTMENT GROUP, LLC | MCGUIRE WEALTH MANAGEMENT

CRD#: 296271 / SEC#: 801-113698

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(9/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/29/2009

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/7/2009

General Securities Sales Supervisor - Options Module Examination

Current Firm

MCGUIRE WEALTH MANAGEMENT

MCGUIRE INVESTMENT GROUP, LLC | MCGUIRE WEALTH MANAGEMENT

CRD#: 296271 / SEC#: 801-113698

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

105 Main Street, Wakefield, RI 02879

Mailing Address

Phone number

(401) 364-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCGUIRE WEALTH MANAGEMENT - FORM ADV PART 2A APPENDIX (3/28/2025)

MCGUIRE WEALTH MANAGEMENT - FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	800
AUM (Assets Under Management)	$ 819,045,333

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Loughlin

CITIZENS SECURITIES, INC.

IAR

WARWICK, RI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dennis P. Mcguire

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Patrick Mcguire JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

MCGUIRE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/2006

Series 63

Date: 4/12/2001

SIE

Date: 9/17/2018

Series 7

Date: 3/12/2001

Series 10

Date: 9/29/2009

Series 9

Date: 8/7/2009

Current Firm

MCGUIRE WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCGUIRE WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors