John C. Beuerlein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Clarence Beuerlein, who also goes by John C Beuerlein, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2016 - June 3, 2016
MARQUETTE WEALTH MANAGEMENT
January 29, 2014 - February 5, 2016
MARQUETTE ASSET MANAGEMENT
December 10, 2003 - January 23, 2008
MAXWELL SIMON, INC.
Primary Firm SEC Registration
MARQUETTE WEALTH MANAGEMENT
CRD#: 282482 / SEC#: 801-107122
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARQUETTE WEALTH MANAGEMENT
CRD#: 282482 / SEC#: 801-107122
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 701 |
| AUM (Assets Under Management) | $ 817,118,955 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
