Timothy R. Burger

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CRD#: 4336229

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Robert Burger, who also goes by Timothy R Burger, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 2001. Timothy had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Timothy R Burger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 3, 2025 - May 1, 2026

BERKELEY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 149229

Leawood, KS

Past

June 11, 2008 - March 20, 2019

IVY DISTRIBUTORS, INC.

CRD#: 16496

OVERLAND PARK, KS

Past

June 11, 2008 - April 29, 2019

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

March 7, 2003 - August 12, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

OVERLAND PARK, KS

Past

March 7, 2003 - August 12, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 9, 2001 - January 22, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

OVERLAND PARK, KS

Past

October 24, 2001 - January 22, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 24, 2001 - January 22, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERKELEY CAPITAL MANAGEMENT, LLC

BERKELEY CAPITAL MANAGEMENT, LLC | RYAN J. PESCHKA | BERKELEY CAPITAL PARTNERS, LLC | BERKELEY CAPITAL MANAGMENT, LLC

CRD#: 149229 / SEC#: 801-132716

RIA

Registered Investment Advisory firm - (5/5/2025 Approved)

Kansas

Registered Investment Advisory firm - (7/17/2025 Terminated)

Missouri

Registered Investment Advisory firm - (7/17/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/17/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/10/2008

General Securities Representative Examination

Current Firm

BERKELEY CAPITAL MANAGEMENT, LLC

BERKELEY CAPITAL MANAGEMENT, LLC | RYAN J. PESCHKA | BERKELEY CAPITAL PARTNERS, LLC | BERKELEY CAPITAL MANAGMENT, LLC

CRD#: 149229 / SEC#: 801-132716

RIA

Registered Investment Advisory firm - (5/5/2025 Approved)

Kansas

Registered Investment Advisory firm - (7/17/2025 Terminated)

Missouri

Registered Investment Advisory firm - (7/17/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/17/2025 Terminated)

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Contact information

Main Address

1502 Aylward Ave, Ellsworth, KS 67439

Mailing Address

Po Box 237, Ellsworth, KS 67439

Phone number

(785) 472-2375

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BCM FORM ADV PART 2A (4/3/2025)

BCM FORM ADV PART 2B (3/28/2025)

Regulatory assets under management

Total Number of Accounts	685
AUM (Assets Under Management)	$ 100,038,351

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Texas	ERA - Withdrawn	7/14/2017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy R. Burger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BERKELEY CAPITAL MANAGEMENT, LLC

IVY DISTRIBUTORS, INC.

WADDELL & REED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BERKELEY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2001

SIE

Date: 10/1/2018

Series 7

Date: 6/10/2008

Current Firm

BERKELEY CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

BERKELEY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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