Lily M. Ho

JPL WEALTH MANAGEMENT

Dripping Springs, TX 78620

Some features on this profile are disabled

CRD#: 4336165

Professional summary

Lily Meixia Ho, CFP®, who also goes by Lily M Ho, Wei XIa He, Lily Meixia Ho, Lily Ho, is a registered financial advisor currently at JPL WEALTH MANAGEMENT located in Dripping Springs, Texas and J.K. FINANCIAL SERVICES, INC. located in Dripping Springs, Texas.

Lily is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Lily has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lily M Ho | Wei Xia He | Lily Meixia Ho | Lily Ho

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.BLUE CROSS 2002 HEALTH INSURANCE; GUARDIAN LIFE 2004 GROUP DISABILITY, LONG TERM CARE; VSP 2006 VISION (GROUP); DELTA DENTAL 2006 GROUP DENTAL; 2. JPL FINANCIAL & INSURANCE SERVICES, INC NON-INVESTMENT RELATAED 1419 S RAYMOND AVE ALHAMBRA CA 91803 STARTED 08/2009 PRESIDENT SELL FIXED PRODUCTS 70 HOURS PER MONTH 3. IRN REALTY NON-INVESTMENT RELATED 556 W LAS TUNAS DR #101 ARCADIA CA 91007 STARTED 10/2009 REAL ESTATE AGENT 10 HOURS PER MONTH 4. JPL Wealth Management Corp. Financial Planning, Investment advice and assets management. 4002 E US Hwy 290, Dripping Springs, TX 78620. Financial Advisor. 40 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lily Meixia Ho's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

March 31, 2023 - Present

JPL WEALTH MANAGEMENT

Office #1: 4002 E Us Hwy 290, Dripping Springs, TX 78620

RIA

CRD#: 324503

Dripping Springs, TX

Current

October 3, 2012 - Present

J.K. FINANCIAL SERVICES, INC.

Office #1: 4002 E Us Hwy 290, Dripping Springs, TX 78620

CRD#: 103728

Dripping Springs, TX

Past

November 24, 2009 - September 14, 2012

FORESTERS EQUITY SERVICES, INC.

RIA

CRD#: 18464

WALNUT, CA

Past

November 24, 2009 - September 14, 2012

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

WALNUT, CA

Past

June 24, 2002 - June 2, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ARCADIA, CA

Past

March 19, 2002 - June 2, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

ARCADIA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/3/2012)

IAR

California
(4/5/2023)

Texas
(8/14/2022)

IAR

Texas
(3/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/9/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/10/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

JPL WEALTH MANAGEMENT

JPL WEALTH MANAGEMENT | JPL WEALTH MANAGEMENT INC.

CRD#: 324503 / SEC#:

California

Registered Investment Advisory firm - (4/5/2023 Approved)

Texas

Registered Investment Advisory firm - (3/31/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4002 E Us Hwy 290, Dripping Springs, TX 78620

Mailing Address

9600 Escarpment Blvd. Suite 745-281, Austin, TX 78749

Phone number

(626) 589-6197

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 260,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

Ryan Ruppert

MORGAN STANLEY

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lily M. Ho

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lily Meixia Ho's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.K. FINANCIAL SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/9/2002

SIE

Date: 10/1/2018

Series 7

Date: 3/18/2002

Series 24

Date: 6/10/2023

FINRA

Current Firm

JPL WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JPL WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors