Sean M. Krueger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Michael Krueger was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2004. Sean had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2019 - August 6, 2020
MONECO ADVISORS
March 7, 2014 - August 14, 2020
LPL FINANCIAL LLC
February 2, 2012 - September 5, 2013
WALNUT STREET SECURITIES, INC.
February 2, 2012 - January 23, 2014
NEW ENGLAND SECURITIES
February 2, 2012 - January 23, 2014
MSI FINANCIAL SERVICES, INC.
February 2, 2012 - January 23, 2014
METLIFE INVESTORS DISTRIBUTION COMPANY
December 21, 2005 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
July 22, 2004 - September 9, 2005
ADVEST, INC.
Primary Firm SEC Registration
MONECO ADVISORS
CRD#: 171922 / SEC#: 801-80027
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONECO ADVISORS
CRD#: 171922 / SEC#: 801-80027
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,130 |
| AUM (Assets Under Management) | $ 1,915,081,746 |
Red Flags
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