Jeffrey M. Stock

SOMERS, CT

CRD#: 4335757

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Professional summary

Jeffrey M Stock, who also goes by Jeffrey Michael Stock, Jeffrey Stock, was a registered financial advisor .

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jeffrey had worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Michael Stock | Jeffrey Stock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2026 - Present

SOMERS, CT

Past

July 6, 2023 - May 17, 2024

CAITLIN JOHN, LLC

RIA

CRD#: 154494

Somers, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/28/2026)

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Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/24/2024

Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.