CB
Christopher C. Bomba
ROBERT W. BAIRD & CO.
Bloomington, IN 47408
Some features on this profile are disabled
CRD#: 4335648
CB
Professional summary
Christopher Charles Bomba is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Bloomington, Indiana.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)08/02/2011-ACT AS A TRUSTEE ON PARENTS TRUSTS. ACTS ON ALL LIFE AFFAIRS, CONSIDTING OF MANAGING AND DISTRIBUTING ASSETS TO BROTHERS AND SISTERS; INVESTMENT RELATED-NO PHYSICAL ADDRESS-APPROXIMATELY 2 HOURS PER MONTH
2)01/2012 - SERVE AS BOARD MEMBER OF MORRIS INITIATIVE, A MEDICAL DEVICE MANUFACTURER THAT DOES ENTRY AND CLOSURE SURGERY DEVICES, 907 WEST 2ND STREET, BLOOMINGTON, IN, INVESTMENT-RELATED, TWO HOURS PER MONTH, ZERO HOURS DURING TRADING HOURS.
3)B. Venturas LLC REAL ESTATE, NON-INVEST RELATED, RENTAL PPTY FAMILY OWNED LLC, GENERAL MANAGER, 4 HRS/MONTH WITH 1 HR/MONTH DURING TRADING HRS, DUTIES INCLUDE MANAGING LLC.
4) GRANT 10 LLC, NON-INVEST RELATED, 621 S WALNUT BLOOMINGTON IN 47401, BUY RENTAL HOUSES AND BUILDINGS WITH OTHERS, MEMBER/PARTNER, 5/2015, .0001 HRS/MONTH WITH 0 HRS DURING TRADING HRS, DUTIES INCLUDE GET FINANCIALS TO TAX PREPARER AND K1 TO MEMBERS.
5) WILD COW HOLDING LLC, NOT INVESTMENT RELATED, 3756 E STERLING AVE, BLOOMINGTON IN 47401, THIS IS A SINGLE PERSON LLC AND I AM THE OWNER, 0 HRS/MO, I AM BUYING A HOUSE TO RENT TO A FRIEND WHO DOES MAINTENANCE WORK FOR ME AND MY WIFE'S MGMT CO., WILL MANAGE PROPERTY.
6) BRINK 1 LLC, NOT INVESTMENT RELATED, BLOOMINGTON, IN. THIS IS A PREVIOUS DISCLOSED ENTITIY THAT I AM CREATING, A NEW STAND ALONG OBA REPORT FOT IT. THIS WAS STARTED IN 1997 BEFORE MY EMPLOYMENT WITH HILLIARD LYONS. THE ENTITY OWNS 3 RENTAL HOUSES IN BLOOMINGTON THAT RENTS TO IU STUDENTS. THE PROPERTY IS MANAGED BY MY WIFE'S MGMT COMPANY THT I AM ALSO AN OWNER IN. I AM CONSIDERED GENERAL MANAGER. MY PARTNER IS A CHILDHOOD FRIEND THAT IS A CLIENT OF ANOTHER HL BROKER. 0 HRS.MO, DUTIES INCLUE TAXES AND K-1, BUT NO DAY TO DAY DUTIES.
7) ELIZABETH CHRISTINE CHARLES LLC, 3756 STERLING AVE, BLOOMIMGTON IN 47401, START DATE 07/01/2016, OWNS 4 RENTAL HOMES, 1 HR/MO, 1 HR/MO TRADING HOURS.
8) JOSEPH CHRISTINE LLC, 3756 E STERLIN AVENUE, BLOOMINGTON, IN 47401, START DATE 01/01/2003, INVESTOR/OWNER, OWNS RENTAL PROPERTY, REHAB HOUSES AND SOME NEW CONSTRUCTION, 1 HR/MO. 0 HRS/MO TRADING HOURS.
9)CHARLS LAYNE LLC, 50% OWNER, 3756 E STERLING AVENUE, BLOOMINGTON, IN 47401,START DATE 01/01/1997, OWNS RENTAL PROPERTY, REHAB HOUSES, AND NEW CONSTRUCTION. 1 HR/MO, 0 HRS/MO TRADING HOURS.
10) PARKER REAL ESTATE MGMT, START DATE 01/01/2007, 621 N WALNUT BLOOMINGTON, IN 47401, OWNER/PARTNER, MANAGES RENTAL PROPERTY, TREASURER, TAX PAPERS TO ACCOUNTANT, ANSWERS BUSINESS RELATED QUESTIONS, 1 HR/MO, 1 HR/MO TRADING HR.
11) ROOSEVELT 9 LLC, OWNER, ENTITY PLANS TO BUY RENTAL PROPERTY THAT WILL BE MANAGED BY CLAYBRIDGE PROP., 621 N WALNUT, BLOOMINGTON, IN 47401, START DATE 02/01/2017,WILL BE DOING TAX REPORTING, 1 HR/MO, 0 HRS/MO TRADING HOURS.
12) FIDUCIAY OF DECEASED MOTHERS ESTATE, START DATE 05/02/2017, HANDLING ITEMS OUTSIDE OF TRUST ACCOUNT FOR HER ESTATE.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Charles Bomba's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Charles Bomba's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2019 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 121 North Pete Ellis Drive Suite 101, Bloomington, IN 47408RIA
BD
CRD#: 8158
Bloomington, IN
Current
October 18, 2019 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 121 North Pete Ellis Drive Suite 101, Bloomington, IN 47408RIA
BD
CRD#: 8158
Bloomington, IN
Past
May 27, 2003 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
BLOOMINGTON, IN
Past
February 16, 2001 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
BLOOMINGTON, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/22/2024)
RR
Arizona(10/23/2020)
RR
Arkansas(3/24/2022)
RR
California(10/18/2019)
RR
Colorado(10/18/2019)
RR
Connecticut(10/18/2019)
RR
District of Columbia(7/22/2024)
RR
Florida(10/18/2019)
IAR
Florida(12/5/2019)
RR
Georgia(10/18/2019)
RR
Illinois(10/18/2019)
RR
Indiana(10/18/2019)
IAR
Indiana(10/18/2019)
RR
Iowa(6/9/2023)
RR
Kansas(5/24/2023)
RR
Kentucky(10/18/2019)
RR
Louisiana(10/18/2022)
RR
Maine(11/5/2020)
RR
Maryland(11/2/2022)
RR
Massachusetts(3/24/2022)
RR
Michigan(10/18/2019)
RR
Minnesota(10/18/2019)
RR
Missouri(11/18/2019)
RR
Nebraska(7/31/2025)
RR
New Jersey(10/18/2019)
RR
New Mexico(3/24/2022)
RR
New York(10/18/2019)
RR
North Carolina(10/18/2019)
RR
Ohio(10/18/2019)
RR
Oregon(10/18/2019)
RR
Pennsylvania(10/18/2019)
RR
South Carolina(3/24/2022)
RR
Tennessee(10/18/2019)
RR
Texas(10/18/2019)
IAR
Texas(10/18/2019)
RR
Utah(10/18/2019)
RR
Virginia(10/18/2019)
RR
Washington(10/18/2019)
RR
West Virginia(3/24/2022)
RR
Wisconsin(10/18/2019)
RR
Wyoming(1/6/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBERT W. BAIRD & CO. INCORPORATED
CRD#: 8158Bloomington, IN 47408TRUST BUT VERIFY
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