Michael J. Visconti
Professional summary
Michael John Visconti, CFP® is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 5 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael John Visconti's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2004 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 1 Corporate Drive, Shelton, CT 06484August 29, 2018 - February 20, 2020
PRUCO SECURITIES, LLC.
August 29, 2018 - April 10, 2020
PRUCO SECURITIES, LLC.
August 7, 2018 - November 13, 2020
AST INVESTMENT SERVICES, INC.
September 22, 2003 - June 15, 2004
NEUBERGER BERMAN MANAGEMENT LLC
February 26, 2003 - September 25, 2003
AMERICAN SKANDIA ADVISORY SERVICES, INC.
February 2, 2001 - September 25, 2003
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2021)
(3/25/2021)
(7/6/2004)
(1/27/2021)
(1/27/2021)
(1/27/2021)
(1/27/2021)
(1/27/2021)
(1/23/2025)
(1/27/2021)
(1/27/2021)
(9/23/2022)
(1/27/2021)
(1/23/2012)
(2/8/2021)
(1/27/2021)
(1/27/2021)
(1/27/2021)
(1/27/2021)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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Company Information
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570Shelton, CT 06484TRUST BUT VERIFY
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