Pierre J. Gendreau

CAPO CREEK FINANCIAL SOLUTIONS

SAN CLEMENTE, CA 92673

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CRD#: 4335205

Professional summary

Pierre Jacques Gendreau, who also goes by Pierre Jacques Gendreau, Pierre J Gendreau, Pierre Gendreau, is a registered financial advisor currently at CAPO CREEK FINANCIAL SOLUTIONS located in San Clemente, California.

Pierre is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Pierre has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7TO, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pierre Jacques Gendreau | Pierre J Gendreau | Pierre Gendreau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pierre Jacques Gendreau's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2025 - Present

CAPO CREEK FINANCIAL SOLUTIONS

Office #1: 26 Via Adrian, San Clemente, CA 92673

RIA

CRD#: 311923

SAN CLEMENTE, CA

Past

October 21, 2024 - May 19, 2025

CAPO CREEK FINANCIAL SOLUTIONS

RIA

CRD#: 311923

SAN CLEMENTE, CA

Past

September 29, 2021 - April 12, 2024

FISCHER INVESTMENT STRATEGIES, LLC

RIA

CRD#: 156883

San Clemente, CA

Past

March 16, 2021 - January 5, 2022

CAPO CREEK FINANCIAL SOLUTIONS

RIA

CRD#: 311923

SAN CLEMENTE, CA

Past

December 16, 2020 - February 18, 2021

TRITON PACIFIC SECURITIES, LLC

CRD#: 139919

EL SEGUNDO, CA

Past

July 28, 2010 - January 18, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

MISSION VIEJO, CA

Past

July 15, 2010 - January 18, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MISSION VIEJO, CA

Past

February 11, 2009 - July 16, 2010

WORLD GROUP SECURITIES, INC.

CRD#: 114473

LAKE FOREST, CA

Past

August 31, 2004 - April 1, 2005

TZERO SECURITIES, LLC

CRD#: 123421

JERSEY CITY, NJ

Past

August 31, 2004 - September 25, 2007

PETRUZZI SECURITIES, LLC

CRD#: 129228

TOPSHAM, ME

Past

January 29, 2004 - February 24, 2004

COMPAK ASSET MANAGEMENT

RIA

CRD#: 109930

IRVINE, CA

Past

July 16, 2002 - July 3, 2003

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/7/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/30/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 12/15/2020

General Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 7/15/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/28/2004

General Securities Principal Examination

Current Firm

CAPO CREEK FINANCIAL SOLUTIONS

CAPO CREEK FINANCIAL SOLUTIONS | PJG FINANCIAL SOLUTIONS | PIERRE JACQUES GENDREAU | GENDREAU, PIERRE

CRD#: 311923 / SEC#:

California

Registered Investment Advisory firm - (3/16/2021 Approved)

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Contact information

Main Address

26 Via Adrian, San Clemente, CA 92673

Mailing Address

26 Via Adrian, San Clemente, CA 92673

Phone number

(949) 433-7768

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 5,000,000

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Idaho	ERA - Withdrawn	12/22/2020
Nevada	ERA - Withdrawn	3/4/2021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Pierre J. Gendreau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pierre Jacques Gendreau's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPO CREEK FINANCIAL SOLUTIONS

FISCHER INVESTMENT STRATEGIES, LLC

CAPO CREEK FINANCIAL SOLUTIONS

TRITON PACIFIC SECURITIES, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WORLD GROUP SECURITIES, INC.

TZERO SECURITIES, LLC

PETRUZZI SECURITIES, LLC

COMPAK ASSET MANAGEMENT

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2020

Series 63

Date: 9/7/2002

SIE

Date: 5/30/2025

Series 7TO

Date: 12/15/2020

Series 7

Date: 7/15/2002

Series 24

Date: 10/28/2004

Current Firm

CAPO CREEK FINANCIAL SOLUTIONS

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

CAPO CREEK FINANCIAL SOLUTIONS

TRUST BUT VERIFY

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