Suzan M. Hall

HALL FINANCIAL WELLNESS

Newport Beach, CA 92660

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CRD#: 4335113

Professional summary

Suzan Michelle Hall is a registered financial advisor currently at HALL FINANCIAL WELLNESS located in Newport Beach, California.

Suzan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Suzan has worked at 14 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) LOS CAB SPORTS VILLAGE; NOT INVESTMENT RELATED; FOUNTAIN VALLEY, CA; FITNESS; GROUP FITNESS INSTRUCTOR; 01/2012; 4; 2; TEACH GROUP EXERCISE CLASSES. (2) PRETTY DAINTY JEWELRY; NOT INVESTMENT RELATED; WEST HOLLYWOOD, CA; ONLINE JEWELRY STORE; OWNER 02/2024; 2; 0; SELL FASHION JEWELRY ONLINE. (3) YMCA OF NEWPORT BEACH; NOT INVESTMENT RELATED; NEWPORT BEACH, CA; FITNESS; FITNESS INSTRUCTOR; 02/2025; 8; 0; TEACH EXERCISE CLASSES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzan Michelle Hall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2025 - Present

HALL FINANCIAL WELLNESS

Office #1: 4000 Macarthur Blvd. Suite 600 East Tower, Newport Beach, CA 92660

RIA

CRD#: 334520

Newport Beach, CA

Past

May 30, 2024 - November 19, 2024

DAYBRIGHT ADVISORY SERVICES, INC.

RIA

CRD#: 133795

Huntington Beach, CA

Past

May 14, 2021 - March 22, 2024

DAYBRIGHT ADVISORY SERVICES, INC.

RIA

CRD#: 133795

HUNTINGTON BEACH, CA

Past

May 1, 2020 - April 13, 2021

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

April 17, 2020 - April 13, 2021

EDWARD JONES

RIA

CRD#: 250

Orange County, CA

Past

November 7, 2017 - June 20, 2018

MONARCH PLAN ADVISORS

RIA

CRD#: 286612

Huntington Beach, CA

Past

February 28, 2017 - April 3, 2017

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

February 9, 2017 - April 25, 2017

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Huntington Beach, CA

Past

December 3, 2015 - February 8, 2016

BRIDGE ADVISORY LLC

RIA

CRD#: 148282

NEWPORT BEACH, CA

Past

June 18, 2014 - December 17, 2014

LABRUM WEALTH MANAGEMENT, LLC

RIA

CRD#: 150734

CARLSBAD, CA

Past

August 30, 2010 - December 21, 2010

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BETHESDA, MD

Past

November 9, 2009 - September 3, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

BETHESDA, MD

Past

July 2, 2008 - March 16, 2009

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

ALEXANDRIA, VA

Past

February 15, 2008 - May 23, 2008

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

GREENBELT, MD

Past

November 10, 2006 - December 14, 2007

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

ALEXANDRIA, VA

Past

October 26, 2004 - October 26, 2006

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

GREENBELT, MD

Past

April 11, 2003 - May 27, 2003

HOMESTEAD FINANCIAL SERVICES CORP.

CRD#: 26643

ARLINGTON, VA

Past

October 21, 2002 - November 22, 2002

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

July 5, 2001 - October 21, 2002

ONE ORCHARD EQUITIES, INC.

CRD#: 42124

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/15/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/19/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/1/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/28/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HALL FINANCIAL WELLNESS

HALL FINANCIAL WELLNESS | HALL FINANCIAL WELLNESS LLC

CRD#: 334520 / SEC#:

California

Registered Investment Advisory firm - (2/11/2025 Approved)

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Contact information

Main Address

4000 Macarthur Blvd. Suite 600 East Tower, Newport Beach, CA 92660

Mailing Address

4000 Macarthur Blvd. Suite 600 East Tower #6012, Newport Beach, CA 92660

Phone number

(213) 787-4015

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Suzan M. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzan Michelle Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAYBRIGHT ADVISORY SERVICES, INC.

DAYBRIGHT ADVISORY SERVICES, INC.

EDWARD JONES

EDWARD JONES

MONARCH PLAN ADVISORS

EMPOWER FINANCIAL SERVICES, INC.

EMPOWER ADVISORY GROUP, LLC

BRIDGE ADVISORY LLC

LABRUM WEALTH MANAGEMENT, LLC

KESTRA INVESTMENT SERVICES, LLC

MML INVESTORS SERVICES, LLC

INVESTORS SECURITY COMPANY, INC.

VOYA FINANCIAL PARTNERS, LLC

EMPOWER FINANCIAL SERVICES, INC.

VOYA FINANCIAL PARTNERS, LLC

HOMESTEAD FINANCIAL SERVICES CORP.

EMPOWER FINANCIAL SERVICES, INC.

ONE ORCHARD EQUITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/15/2020

Series 65

Date: 5/19/2014

Series 7TO

Date: 5/1/2020

SIE

Date: 4/3/2017

Series 6

Date: 2/28/2017

Current Firm

HALL FINANCIAL WELLNESS

Contact information

Documents

Red Flags

Company Information

HALL FINANCIAL WELLNESS

TRUST BUT VERIFY

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