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Rodney Joseph Wiltrout

CRD# 4334876·Registered 2001 - 2014
Previously Registered: Being a previously registered professional could mean that Rodney is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Rodney Joseph Wiltrout was a registered financial advisor. Rodney was a previously registered financial professional and started their career in finance 2001 - 2014. Rodney had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

EAGLE LEDGE CAPITAL, LLC·CRD# 150804
BD
Fresno, CA
June 22, 2012 - September 18, 2014
STRONGTOWER FINANCIAL, INC.·CRD# 35504
RIA
Fresno, CA
August 21, 2006 - May 25, 2011
STRONGTOWER FINANCIAL, INC.·CRD# 35504
RIA
Fresno, CA
March 17, 2004 - June 21, 2005
STRONGTOWER FINANCIAL, INC.·CRD# 35504
BD
Fresno, CA
October 20, 2003 - May 25, 2011
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Portland, ME
April 16, 2001 - September 25, 2003

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Current Firm

EL
EAGLE LEDGE CAPITAL, LLC

EAGLE LEDGE CAPITAL, LLC

CRD#: 150804 / SEC#: 8-68299
BD
Terminated by SEC on 03/10/2018

Contact Information

Established

Delaware since 05/21/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FONTANA, THOMAS HARRYMEMBER704569
REID, CHESTER LANCE JRMEMBER, CHIEF COMPLIANCE OFFICER, FINOP, CHIEF EXECUTIVE OFFICER2366773

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2001About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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