AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
DT

Darin R. Teague

THE TIDAL GROUP
Schertz, TX 78154-2413
Some features on this profile are disabled
CRD#: 4334593
DT

Professional summary


Darin Ray Teague is a registered financial professional currently at THE TIDAL GROUP, INC. located in Schertz, Texas.

Darin is registered as a RR (Registered Representative) and started their career in finance in 2001. Darin has worked at 4 firms and has passed the Series 63, Series 99TO, Series 22TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Darin Ray Teague's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 19, 2010 - Present

THE TIDAL GROUP, INC.

Office #1: 5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413
BD
CRD#: 39782
Schertz, TX
Past

March 11, 2004 - February 23, 2010

CAPITAL CLIENT GROUP, INC.

BD
CRD#: 6247
SAN ANTONIO, TX
Past

June 27, 2002 - January 23, 2004

U.S. GLOBAL BROKERAGE, INC.

BD
CRD#: 44721
SAN ANTONIO, TX
Past

April 16, 2001 - October 4, 2001

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/25/2013)
RR
Arkansas
(2/19/2010)
RR
California
(2/19/2010)
RR
Colorado
(1/28/2014)
RR
Connecticut
(7/29/2015)
RR
Florida
(2/27/2012)
RR
Georgia
(1/25/2013)
RR
Idaho
(5/6/2014)
RR
Illinois
(2/20/2013)
RR
Indiana
(4/8/2014)
RR
Iowa
(1/28/2014)
RR
Kansas
(6/12/2013)
RR
Kentucky
(8/6/2012)
RR
Louisiana
(2/19/2010)
RR
Massachusetts
(7/29/2015)
RR
Minnesota
(2/19/2010)
RR
Mississippi
(2/19/2010)
RR
Missouri
(1/25/2013)
RR
Montana
(2/7/2013)
RR
Nevada
(1/22/2024)
RR
New Mexico
(8/6/2012)
RR
New York
(7/29/2015)
RR
North Carolina
(2/19/2010)
RR
Oklahoma
(8/6/2012)
RR
Oregon
(11/29/2017)
RR
Pennsylvania
(1/25/2013)
RR
South Carolina
(2/19/2010)
RR
South Dakota
(7/17/2013)
RR
Tennessee
(3/11/2014)
RR
Texas
(2/19/2010)
RR
Utah
(2/19/2010)
RR
Virginia
(7/14/2014)
RR
Washington
(8/6/2012)
RR
Wisconsin
(7/14/2014)
RR
Wyoming
(8/7/2013)

Exams


State Security Law Exam
RR
Series 63
Date: 4/17/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 10/2/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TT
THE TIDAL GROUP, INC.
THE TIDAL GROUP, INC.

CRD#: 39782 / SEC#: , 8-48809

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413
Mailing Address
5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413
Phone number
(210) 659-1446
Established
Texas since 02/23/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
NOVIKOFF, LEE MICHAELCHIEF COMPLIANCE OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, PRESIDENT, SECRETARY, TREASURER, PRINCIPAL2684973
HOBSON, HARRY MICHAELPRINCIPAL2802434
PEACOCK, LINDA MPRINCIPAL3226616
RUBAR, CORY DANIELPRINCIPAL7943530

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE TIDAL GROUP, INC.

CRD#: 39782Schertz, TX 78154-2413

TRUST BUT VERIFY

Monitor Darin Teague

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


CH
Christopher HallAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
San Antonio, TX
RA
Robert ArmendarizAdvisorCheck Check Mark
EAGLE STRATEGIES LLC
IAR
RR
SAN ANTONIO, TX
JO
Joe-ben O'banionAdvisorCheck Check Mark
TITLEIST ASSET MANAGEMENT, LLC
IAR
RR
SAN ANTONIO, TX
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics