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Scott D. Showers
J. W. COLE ADVISORS
Ithaca, MI 48847
Some features on this profile are disabled
CRD#: 4334391
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Professional summary
Scott David Showers, who also goes by Scott Showers, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Ithaca, Michigan and J.W. COLE FINANCIAL, INC. located in Ithaca, Michigan.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Showers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Newton Showers Wealth Management, LLC; DBA; Financial Planning; Investment Related; 5548 1st Coast Highway, Fernandina Beach, FL 32034; Financial Advisor; Provide planning services for clients and manage day to day operations of the business; Start 6/1/2023; 60 hr/mo during trading. (2) DBA: FOCUS FINANCIAL GROUP; INVESTMENT RELATED; 128 S. Pine River St, Ithaca, MI 48847; FINANCIAL PLANNING; INVESTMENT ADVISORY SERVICES; INSURANCE PRODUCTS; :PRESIDENT; STARTED 07/2018; 160 HRS/MO. (3) Advisors Excel Medicare Solutions; Selling Medicare Supplemental policies; Not investment related; 128 S Pine River St, Ithaca MI 48847; Agent; Speak with clients about need for Medicare Supplemental policy and refer to Advisors Excel Medicare Solutions for processing and sales; Start date 4/5/2024; 2 hours/month during trading hours. (4) Verso Wealth Strategists; DBA; service clients; 5548 1st Coast Highway, Fernandina Beach, FL 32034; Financial Advisor. (5) 168 Wealth Strategists; DBA; Investment Related; 128 S Pine River St, Ithaca MI 48847; Partner / Advisor, Financial Planning; Start 3/28/2025; 160 hours/month during trading. (6) Scott Showers - Author; Not Investment Related; 430 N Ithaca St, Ithaca MI. 48847???????; Writing Content for books; Author; Start 8/1/25; 4 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Scott David Showers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2018 - Present
J. W. COLE ADVISORS, INC.
Office #1: 128 S. Pine River St., Ithaca, MI 48847RIA
CRD#: 112294
Ithaca, MI
Current
July 20, 2018 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 128 S. Pine River St., Ithaca, MI 48847BD
CRD#: 124583
Ithaca, MI
Past
September 30, 2010 - August 16, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
ITHACA, MI
Past
December 11, 2008 - August 16, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
ITHACA, MI
Past
April 17, 2007 - December 5, 2008
BROKERSXPRESS LLC
BD
CRD#: 127081
ITHACA, MI
Past
November 11, 2004 - May 15, 2007
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
ITHACA, MI
Past
September 9, 2003 - November 9, 2004
FIRST WALL STREET CORP.
BD
CRD#: 13024
LA JOLLA, CA
Past
March 13, 2001 - September 11, 2003
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/20/2018)
RR
Arkansas(7/20/2018)
RR
California(7/20/2018)
RR
Florida(7/20/2018)
RR
Georgia(7/20/2018)
RR
Illinois(7/20/2018)
RR
Indiana(7/20/2018)
RR
Maine(7/20/2018)
RR
Massachusetts(7/20/2018)
RR
Michigan(7/20/2018)
IAR
Michigan(7/20/2018)
RR
New Jersey(7/20/2018)
RR
New York(7/20/2018)
RR
North Carolina(8/17/2018)
RR
Ohio(3/27/2023)
RR
Oregon(2/22/2019)
RR
South Carolina(7/20/2018)
RR
Tennessee(1/26/2024)
RR
Texas(7/20/2018)
IAR
Texas(8/26/2025)
RR
Virginia(3/27/2023)
RR
Washington(7/20/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
