BR
Blaine D. Ratliff
ONEAMERICA SECURITIES
Johnson City, TN 37604
Some features on this profile are disabled
CRD#: 4334285
BR
Professional summary
Blaine D Ratliff, who also goes by Blaine Dean Ratliff, Blaine Ratliff, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Johnson City, Tennessee.
Blaine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Blaine has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Blaine Dean Ratliff | Blaine Ratliff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Non-variable insurance sales (fixed life, fixed annuities, health)**Owner/CEO: TriCities Advisors - Financial services**CEO/Owner : Integrity Agency - Health and life insurance sales
CRS (Client Relationship Summary) - RIA
Click below to view Blaine D Ratliff's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Blaine D Ratliff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2024 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 302 Sunset Dr Suite 107, Johnson City, TN 37604RIA
BD
CRD#: 4173
Johnson City, TN
Current
August 9, 2024 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 302 Sunset Dr Suite 107, Johnson City, TN 37604RIA
BD
CRD#: 4173
Johnson City, TN
Past
February 18, 2021 - January 3, 2024
INTEGRITY ALLIANCE, LLC.
RIA
CRD#: 139627
Johnson City, TN
Past
February 10, 2021 - January 3, 2024
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
Johnson City, TN
Past
January 27, 2020 - November 20, 2020
INDEPENDENT ADVISOR ALLIANCE, LLC
RIA
CRD#: 168267
Johnson City, TN
Past
March 26, 2004 - May 28, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
JOHNSON CITY, TN
Past
January 9, 2003 - November 19, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
JOHNSON CITY, TN
Past
March 13, 2001 - January 7, 2003
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
South Carolina(12/23/2024)
RR
Tennessee(8/9/2024)
IAR
Tennessee(8/9/2024)
RR
Virginia(8/13/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One American Square, Indianapolis, IN 46282
Mailing Address
One American Square P.o. Box 1984, Indianapolis, IN 46206-1984
Phone number
(317) 285-1877
Established
Indiana since 06/04/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
326
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
