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EG

Emanuel Goffer

Some features on this profile are disabled
CRD#: 4334100
EG

Professional summary

Emanuel Goffer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Emanuel is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Emanuel had worked at 10 firms, which includes G-2 TRADINGLLC, VTRADER PRO LLC, SPECTRUM TRADING LLC, SANDERS MORRIS LLC, GENESIS SECURITIES LLC, EKN FINANCIAL SERVICES INC., LIGHTSPEED PROFESSIONAL TRADING LLC, TRILLIUM BROKERAGE SERVICES LLC, HEARTLAND SECURITIES CORP., SCHONFELD SECURITIES LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 22, 2008 - August 21, 2009

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

October 3, 2007 - July 28, 2008

VTRADER PRO, LLC

BD
CRD#: 131920
SAN FRANCISCO, CA
Past

February 22, 2007 - January 2, 2008

SPECTRUM TRADING, LLC

BD
CRD#: 132637
NEW YORK, NY
Past

April 6, 2005 - August 23, 2006

SANDERS MORRIS LLC

BD
CRD#: 20580
NEW YORK, NY
Past

November 29, 2004 - December 3, 2004

GENESIS SECURITIES, LLC

BD
CRD#: 46992
NEW YORK, NY
Past

May 13, 2004 - May 27, 2004

EKN FINANCIAL SERVICES INC.

BD
CRD#: 113525
MELVILLE, NY
Past

February 26, 2004 - April 26, 2004

LIGHTSPEED PROFESSIONAL TRADING LLC

BD
CRD#: 39293
NEW YORK, NY
Past

June 3, 2003 - August 8, 2003

TRILLIUM BROKERAGE SERVICES, LLC

BD
CRD#: 120064
NEW YORK, NY
Past

February 25, 2003 - June 5, 2003

HEARTLAND SECURITIES CORP.

BD
CRD#: 43201
EDISON, NJ
Past

April 12, 2001 - February 13, 2003

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

March 6, 2001 - April 5, 2001

HEARTLAND SECURITIES CORP.

BD
CRD#: 43201
EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/12/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 4/19/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/5/2001
General Securities Representative Examination

Current Firm

GT
G-2 TRADING,LLC
G-2 TRADING,LLC | RBC PROFESSIONAL TRADING GROUP LLC | RBC PROFESSIONAL TRADER GROUP LLC | GENERIC TRADING OF PHILADELPHIA, LLC

CRD#: 44018 / SEC#: , 8-50510

BD
Terminated by SEC on 09/13/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/25/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
M STREET CAPITAL LLCMANAGING MEMBER
FINNEN, KENNETH ARTHURCCO1974997
FORTUNOFF, GREGORY BCEO2449593
LEIB, SHARON BETHCFO5799319

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G-2 TRADING,LLC

CRD#: 44018

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