Gabriela T. Gierke

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CRD#: 4334096

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gabriela Trinidad Gierke, who also goes by Gabriela Trinidad Reyes, was a registered financial professional .

Gabriela is a previously registered financial professional and started their career in finance in 2001. Gabriela had worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gabriela Trinidad Reyes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 23, 2015 - August 17, 2020

SHUSTER ADVISORY GROUP, LLC

RIA

CRD#: 170233

PASADENA, CA

Past

December 21, 2007 - December 5, 2013

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ENCINO, CA

Past

December 21, 2007 - December 5, 2013

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENCINO, CA

Past

May 12, 2006 - December 18, 2007

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SAN DIEGO, CA

Past

May 12, 2006 - December 18, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

SAN DIEGO, CA

Past

April 13, 2006 - May 17, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN DIEGO, CA

Past

April 13, 2006 - May 17, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SAN DIEGO, CA

Past

January 2, 2003 - February 1, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LA JOLLA, CA

Past

May 17, 2002 - February 1, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 11, 2001 - April 19, 2002

KIRLIN SECURITIES INC.

CRD#: 21210

SYOSSET, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHUSTER ADVISORY GROUP, LLC

CRD#: 170233 / SEC#: 801-106929

RIA

Registered Investment Advisory firm - (11/19/2015 Approved)

California

Registered Investment Advisory firm - (1/22/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 8/23/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/10/2001

General Securities Representative Examination

Current Firm

SHUSTER ADVISORY GROUP, LLC

CRD#: 170233 / SEC#: 801-106929

RIA

Registered Investment Advisory firm - (11/19/2015 Approved)

California

Registered Investment Advisory firm - (1/22/2016 Terminated)

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Contact information

Main Address

155 N. Lake Ave. Suite 950, Pasadena, CA 91101

Mailing Address

Phone number

(626) 578-0816

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2.18.25_ADV_2A_RPC (3/7/2025)

2.18.25_ADV_2A_WEALTH (3/7/2025)

Regulatory assets under management

Total Number of Accounts	884
AUM (Assets Under Management)	$ 7,909,384,939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gabriela T. Gierke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

KIRLIN SECURITIES INC.

Primary Firm SEC Registration

SHUSTER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2002

Series 63

Date: 7/20/2001

Series 31

Date: 8/23/2002

Series 7

Date: 7/10/2001

Current Firm

SHUSTER ADVISORY GROUP, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHUSTER ADVISORY GROUP, LLC

TRUST BUT VERIFY

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