John S. Bergquist

ELYSIUM WEALTH MANAGEMENT

SOUTH JORDAN, UT 84095

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CRD#: 4333717

Professional summary

John Steven Bergquist is a registered financial advisor currently at ELYSIUM WEALTH MANAGEMENT, LLC located in South Jordan, Utah.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) Elysium Financial, LLC; 1802 W South Jordan Pkwy Suite 130, South Jordan, UT 84095. Insurance/Annuity Sales Agency. Approximately 25% of his overall time on these activities. 02/2020. (2.) WHERE MUCH IS GIVEN, 12931 VERONA CREEK WAY RIVERTON UT 84095, 11/05/2012, NON-INVESTMENT RELATED, BOARD MEMBER, 4 HOURS PER MONTH. (3.) Bergquist Financial LLC, investment related, Riverton, UT, President, start date 04/2015. Fewer than 5 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Steven Bergquist's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2021 - Present

ELYSIUM WEALTH MANAGEMENT, LLC

Office #1: 1802 W. South Jordan Parkway #130, South Jordan, UT 84095

RIA

CRD#: 312068

SOUTH JORDAN, UT

Past

May 17, 2018 - March 23, 2021

IAMS WEALTH MANAGEMENT, LLC

RIA

CRD#: 286085

South Jordan, UT

Past

March 3, 2014 - October 16, 2017

SUPREME ALLIANCE LLC

CRD#: 45348

Lehi, UT

Past

January 6, 2012 - February 11, 2014

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

SOUTH OGDEN, UT

Past

April 12, 2002 - January 6, 2012

WORLD GROUP SECURITIES, INC.

CRD#: 114473

OREM, UT

Past

February 12, 2001 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELYSIUM WEALTH MANAGEMENT, LLC

ELYSIUM WEALTH MANAGEMENT | SALT WEALTH PARTNERS | LIFT WEALTH MANAGEMENT, LLC | ELYSIUM WEALTH MANAGEMENT, LLC

CRD#: 312068 / SEC#: 801-129684

RIA

Registered Investment Advisory firm - (3/15/2024 Approved)

Texas

Registered Investment Advisory firm - (2/4/2025 Terminated)

Utah

Registered Investment Advisory firm - (2/4/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/8/2023)

IAR

Utah
(4/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/9/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/16/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/9/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ELYSIUM WEALTH MANAGEMENT, LLC

ELYSIUM WEALTH MANAGEMENT | SALT WEALTH PARTNERS | LIFT WEALTH MANAGEMENT, LLC | ELYSIUM WEALTH MANAGEMENT, LLC

CRD#: 312068 / SEC#: 801-129684

RIA

Registered Investment Advisory firm - (3/15/2024 Approved)

Texas

Registered Investment Advisory firm - (2/4/2025 Terminated)

Utah

Registered Investment Advisory firm - (2/4/2025 Terminated)

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Contact information

Main Address

1802 W. South Jordan Parkway #130, South Jordan, UT 84095

Mailing Address

Phone number

(385) 276-4716

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A FIRM BROCHURE (10/20/2025)

Regulatory assets under management

Total Number of Accounts	906
AUM (Assets Under Management)	$ 159,175,815

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John S. Bergquist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Steven Bergquist's CRS (Customer Relationship Summary).

Certified licenses

Experience

IAMS WEALTH MANAGEMENT, LLC

SUPREME ALLIANCE LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

ELYSIUM WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2018

Series 63

Date: 2/9/2001

SIE

Date: 10/16/2017

Series 6

Date: 2/9/2001

Current Firm

ELYSIUM WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELYSIUM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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