Chris L. Weich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Lee Weich was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 2001. Chris had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2012 - December 31, 2015
CAPITAL SYNERGY PARTNERS
January 3, 2012 - December 31, 2015
CAPITAL SYNERGY PARTNERS
January 13, 2006 - January 3, 2012
FINANCIAL WEST GROUP
January 11, 2006 - January 3, 2012
FINANCIAL WEST GROUP
July 31, 2001 - January 9, 2006
WADDELL & REED
May 7, 2001 - January 9, 2006
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL SYNERGY PARTNERS
CRD#: 148733 / SEC#: 801-117828, 8-68060
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 89,105,726 |
Red Flags
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