Derek J. Scarth

ROBERTSON STEPHENS

DENVER, CO 80218

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CRD#: 4333365

Professional summary

Derek Jeffrey Scarth is a registered financial advisor currently at ROBERTSON STEPHENS located in Denver, Colorado.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Derek has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name: Ranger Reality Partners LLC Inv rel: Y Add: 1116 Oneida Place; Denver CO 80220 Nature: Simple Rental Property Position: Investor Start date: 1999 No. HR/MO: 1 No. HR/MO during sec trading: 0 (2)Name: Ranger Reality Partners LLC Inv rel: Y Add: 1116 Oneida Place; Denver CO 80220 Nature: Real Estate Position: Member of LLC Start date: 1999 No. HR/MO: 1 No. HR/MO during sec trading: 0 (3)Name: Regis University Board of Trustee Inv rel: Y Add: 3333 Regis University 3333 Regis Blvd. Denver, CO 80221 Nature: Trustee Position: Trustee Start date: 2013 No. HR/MO: 3 No. HR/MO during sec trading: 0 Describe duties: Trustee responsibilities; also member of Investment Committee

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Jeffrey Scarth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2024 - Present

ROBERTSON STEPHENS

Office #1: 1741 N High St, Denver, CO 80218

RIA

CRD#: 289977

DENVER, CO

Past

December 4, 2019 - August 28, 2024

RATIO WEALTH GROUP LLC

RIA

CRD#: 306278

DENVER, CO

Past

January 29, 2015 - December 6, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Denver, CO

Past

January 22, 2015 - December 6, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

Denver, CO

Past

April 22, 2013 - December 23, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

DENVER, CO

Past

February 11, 2013 - December 23, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

DENVER, CO

Past

June 23, 2011 - June 15, 2012

INSPIRE CAPITAL PARTNERS LLC

RIA

CRD#: 155814

NATICK, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/19/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/16/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/8/2013

General Securities Representative Examination

Current Firm

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

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Contact information

Main Address

455 Market Street Ste. 1450, San Francisco, CA 94105-2442

Mailing Address

Phone number

(415) 500-6810

Established

Firm type

Fiscal year end

# of Employees

113

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROBERTSON STEPHENS ADV PART 2A BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	7,419
AUM (Assets Under Management)	$ 7,139,384,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Derek J. Scarth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Jeffrey Scarth's CRS (Customer Relationship Summary).

Certified licenses

Experience

RATIO WEALTH GROUP LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

INSPIRE CAPITAL PARTNERS LLC

Primary Firm SEC Registration

ROBERTSON STEPHENS

State Registrations and Notice Filings

Exams

Series 63

Date: 4/19/2013

Series 65

Date: 6/16/2011

SIE

Date: 10/1/2018

Series 7

Date: 2/8/2013

Current Firm

ROBERTSON STEPHENS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERTSON STEPHENS

TRUST BUT VERIFY

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