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Scott C. Mann

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CRD#: 4333296
SM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott C Mann, CFP®, ChFC®, CLU® was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2001. Scott had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Scott Mann is an agent of Risk Solutions, LLC, an insurance brokerage. This activity is investment related. The address is 73 Cavalier Blvd Ste 212, Florence, KY 41042. Start date: 03/2008. Mr. Mann spends 3 hours per month at this business. Scott Mann is a Member of Northbend Partners LLC, which is a marketing firm. This is not investment related business. The address is 73 Cavalier Blvd Ste 212, Florence, KY 41042. Start date: 03/2008. Mr. Mann spends 80 hours per month at this business (40 during trading hours, 40 during non-trading hours). Scott Mann is the President and Treasurer of Nurture Christian School, Inc., DBA The Greenhouse Ministry, DBA Greenhouse Church. This is not investment related business. The address is 73 Cavalier Blvd Ste 212, Florence, KY 41042. Operational: 05/2024. Mr. Mann spends 2 hours per month at this business outside of trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2004

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Past

March 9, 2006 - July 1, 2024

MANN CAPITAL MANAGEMENT LLC

RIA
CRD#: 139402
Cincinnati, OH
Past

May 7, 2004 - February 17, 2006

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
FT MITCHELL, KY
Past

January 17, 2001 - February 15, 2006

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/26/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/17/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/28/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/16/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MC
MANN CAPITAL MANAGEMENT LLC
MANN CAPITAL MANAGEMENT LLC

CRD#: 139402 / SEC#:

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Contact information

Main Address
4030 Mt. Carmel Tobasco Rd, Ste 210, Cincinnati, OH 45255
Mailing Address
Phone number
(859) 344-6266
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts113
AUM (Assets Under Management)$ 15,370,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANN CAPITAL MANAGEMENT LLC

CRD#: 139402

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