MW
Matthew L. Walczuk
BERNSTEIN INSTITUTIONAL SERVICES LLC
NEW YORK, NY 10167
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CRD#: 4333160
MW
Professional summary
Matthew Lee Walczuk, who also goes by Matthew Lee Walczuk, is a registered financial professional currently at BERNSTEIN INSTITUTIONAL SERVICES LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2001. Matthew has worked at 7 firms and has passed the Series 63, Series 3, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Matthew Lee Walczuk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Lee Walczuk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2024 - Present
BERNSTEIN INSTITUTIONAL SERVICES LLC
Office #1: 245 Park Ave, New York, NY 10167RIA
BD
CRD#: 317807
NEW YORK, NY
Past
June 17, 2022 - April 8, 2024
SG AMERICAS SECURITIES, LLC
BD
CRD#: 128351
NEW YORK, NY
Past
July 22, 2013 - June 13, 2022
KEPLER CAPITAL MARKETS, INC.
BD
CRD#: 139148
NEW YORK, NY
Past
January 26, 2010 - July 23, 2013
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
BD
CRD#: 8010
NEW YORK, NY
Past
July 29, 2009 - January 12, 2010
TULLETT PREBON FINANCIAL SERVICES LLC
BD
CRD#: 28196
NEW YORK, NY
Past
April 3, 2009 - April 21, 2010
PREBON FINANCIAL PRODUCTS INC.
BD
CRD#: 29551
JERSEY CITY, NJ
Past
April 23, 2001 - November 12, 2004
COMMERZBANK CAPITAL MARKETS CORP.
BD
CRD#: 21787
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BERNSTEIN INSTITUTIONAL SERVICES LLC
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
RIA
Registered Investment Advisory firm - SEC (2/2/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/14/2025)
RR
Alaska(1/14/2025)
RR
Arizona(1/14/2025)
RR
Arkansas(1/14/2025)
RR
California(1/14/2025)
RR
Colorado(1/14/2025)
RR
Connecticut(1/14/2025)
RR
Delaware(1/14/2025)
RR
District of Columbia(1/14/2025)
RR
Florida(1/14/2025)
RR
Georgia(1/14/2025)
RR
Hawaii(1/14/2025)
RR
Idaho(1/14/2025)
RR
Illinois(1/14/2025)
RR
Indiana(1/14/2025)
RR
Iowa(1/14/2025)
RR
Kansas(1/14/2025)
RR
Kentucky(1/14/2025)
RR
Louisiana(1/14/2025)
RR
Maine(1/14/2025)
RR
Maryland(1/14/2025)
RR
Massachusetts(1/14/2025)
RR
Michigan(1/14/2025)
RR
Minnesota(1/14/2025)
RR
Mississippi(1/14/2025)
RR
Missouri(1/14/2025)
RR
Montana(1/14/2025)
RR
Nebraska(1/14/2025)
RR
Nevada(1/14/2025)
RR
New Hampshire(1/14/2025)
RR
New Jersey(1/14/2025)
RR
New Mexico(1/14/2025)
RR
New York(3/22/2024)
RR
North Carolina(1/14/2025)
RR
North Dakota(1/14/2025)
RR
Ohio(1/14/2025)
RR
Oklahoma(1/14/2025)
RR
Oregon(1/14/2025)
RR
Pennsylvania(1/14/2025)
RR
Puerto Rico(1/14/2025)
RR
Rhode Island(1/14/2025)
RR
South Carolina(1/14/2025)
RR
South Dakota(1/14/2025)
RR
Tennessee(1/14/2025)
RR
Texas(1/14/2025)
RR
Utah(1/14/2025)
RR
Vermont(1/14/2025)
RR
Virgin Islands(1/14/2025)
RR
Virginia(1/14/2025)
RR
Washington(1/14/2025)
RR
West Virginia(1/14/2025)
RR
Wisconsin(1/14/2025)
RR
Wyoming(1/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/2/2010
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
BI
BERNSTEIN INSTITUTIONAL SERVICES LLC
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
RIA
Registered Investment Advisory firm - SEC (2/2/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
245 Park Ave, New York, NY 10167
Mailing Address
245 Park Ave, New York, NY 10167
Phone number
(212) 969-1000
Established
Delaware since 10/15/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
282
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | SOLE LLC MEMBER | |
| BERTAN, LAURENCE HUGH | CHIEF COMPLIANCE OFFICER | 2332647 |
| HEATH, THOMAS | PRINCIPAL OPERATIONS OFFICER | 2892153 |
| KEYES-GREVELIS, STEPHEN N | HEAD OF SALES | 4273925 |
| MCGRANAHAN, COLIN A | HEAD OF RESEARCH | 4378110 |
| MORGAN, SCOTT THOMAS | HEAD OF TRADING | 2578628 |
| RHEE, KIHO | CHIEF FINANCIAL OFFICER / FINOP | 2827794 |
| VAN BRUGGE, ROBERT PIETER | CHIEF EXECUTIVE OFFICER | 4610799 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
