Mark R. Lowbridge
JOHN HANCOCK PERSONAL FINANCIAL SERVICES
Venice, FL
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CRD#: 4332930
Professional summary
Mark Raymond Lowbridge, CFP® is a registered financial advisor currently at JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC located in Venice, Florida and JOHN HANCOCK DISTRIBUTORS LLC located in Highlands Ranch, Colorado.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Mark has worked at 6 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 24 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
a. OBA Name: Florida Realty Investments b. Investment-related: No c. OBA Address: 21269 Holmes Cir, Venice, FL 34293 d. OBA Nature: Real Estate e. Position, Title, or Relationship with the OBA: Sales Agent f. OBA Start Date: 06/01/2025 g. Approximate number of hours/month devoted to the OBA: 1 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Purchase and sells personal real estate holdings.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Raymond Lowbridge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
March 4, 2020 - Present
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
RIA
CRD#: 174433
Venice, FL
Current
July 27, 2006 - Present
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Highlands Ranch, CO
Past
January 3, 2013 - April 13, 2020
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
NORTH PORT, FL
Past
January 6, 2009 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
PORT CHARLOTTE, FL
Past
August 14, 2006 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
RIA
CRD#: 5249
Venice, FL
Past
June 20, 2001 - June 14, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOCA RATON, FL
Past
June 19, 2001 - June 14, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOCA RATON, FL
Past
February 5, 2001 - June 13, 2001
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
RIA
Registered Investment Advisory firm - (2/13/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/12/2022)
RR
Alaska(5/12/2022)
RR
Arizona(11/9/2020)
RR
Arkansas(5/12/2022)
RR
California(11/9/2020)
RR
Colorado(5/12/2022)
RR
Connecticut(11/9/2020)
RR
Delaware(11/9/2020)
RR
District of Columbia(11/9/2020)
RR
Florida(7/27/2006)
IAR
Florida(6/17/2020)
RR
Georgia(11/9/2020)
RR
Hawaii(6/3/2021)
RR
Idaho(11/9/2020)
RR
Illinois(11/9/2020)
RR
Indiana(5/12/2022)
RR
Iowa(11/9/2020)
RR
Kansas(5/12/2022)
RR
Kentucky(5/12/2022)
RR
Louisiana(5/12/2022)
RR
Maine(5/12/2022)
RR
Maryland(11/9/2020)
RR
Massachusetts(2/29/2012)
IAR
Massachusetts(3/4/2020)
RR
Michigan(11/9/2020)
RR
Minnesota(5/12/2022)
RR
Mississippi(5/12/2022)
RR
Missouri(5/12/2022)
RR
Montana(5/12/2022)
RR
Nebraska(11/9/2020)
RR
Nevada(11/9/2020)
RR
New Hampshire(5/12/2022)
RR
New Jersey(11/9/2020)
RR
New Mexico(5/12/2022)
RR
New York(11/9/2020)
RR
North Carolina(11/9/2020)
RR
North Dakota(11/9/2020)
RR
Ohio(11/9/2020)
RR
Oklahoma(5/12/2022)
RR
Oregon(5/12/2022)
RR
Pennsylvania(11/9/2020)
RR
Rhode Island(5/12/2022)
RR
South Carolina(11/9/2020)
RR
South Dakota(11/9/2020)
RR
Tennessee(5/12/2022)
RR
Texas(5/12/2022)
RR
Utah(11/9/2020)
RR
Vermont(5/12/2022)
RR
Virginia(5/12/2022)
RR
Washington(5/12/2022)
RR
West Virginia(5/12/2022)
RR
Wisconsin(11/9/2020)
RR
Wyoming(5/12/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
RIA
Registered Investment Advisory firm - (2/13/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Berkeley Street, Boston, MA 02116
Mailing Address
Phone number
(617) 572-0109
Established
Firm type
Fiscal year end
# of Employees
163
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 32,545 |
| AUM (Assets Under Management) | $ 1,975,740,842 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2025 | ||
| 04/22/2024 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
