Angela M. Babcock

FLFS ADVISORY LLC

VICTOR, NY 14564

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CRD#: 4332669

Professional summary

Angela M Babcock, who also goes by Angela M Babcock, Angela M Galletti, is a registered financial advisor currently at FLFS ADVISORY LLC located in Victor, New York and LPL FINANCIAL LLC located in Victor, New York.

Angela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Angela has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Angela M Babcock | Angela M Galletti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 05/2025 - Finger Lakes Financial Services, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/02/1996 - 160 hours per month/ during trading 2- 05/2025 - Angela M. Babcock - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/18/2021 - 1 hour per month/ during trading 3- 05/2025 - Angela M. Babcock - Notary - Investment Related - At Reported Business Location(s) - Start Date 02/01/2021 - 1 hour per month/ during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angela M Babcock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2025 - Present

FLFS ADVISORY LLC

Office #1: 29 Lasalle Parkway, Victor, NY 14564

RIA

CRD#: 334771

VICTOR, NY

Current

May 1, 2025 - Present

LPL FINANCIAL LLC

Office #1: 29 Lasalle Parkway, Victor, NY 14564

RIA

CRD#: 6413

VICTOR, NY

Past

May 1, 2025 - August 21, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

April 1, 2021 - May 1, 2025

GROVE POINT ADVISORS, LLC

RIA

CRD#: 313171

Victor, NY

Past

October 22, 2020 - April 1, 2021

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

VICTOR, NY

Past

January 19, 2012 - May 1, 2025

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

VICTOR, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLFS ADVISORY LLC

FLFS ADVISORS LLC | FLFS ADVISORY LLC

CRD#: 334771 / SEC#: 801-132387

RIA

Registered Investment Advisory firm - (4/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New York
(4/29/2025)

New York
(5/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FLFS ADVISORY LLC

FLFS ADVISORS LLC | FLFS ADVISORY LLC

CRD#: 334771 / SEC#: 801-132387

RIA

Registered Investment Advisory firm - (4/14/2025 Approved)

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Contact information

Main Address

29 Lasalle Parkway, Victor, NY 14564

Mailing Address

Phone number

(646) 395-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLFS ADV PART 2A (10/28/2025)

Regulatory assets under management

Total Number of Accounts	250
AUM (Assets Under Management)	$ 142,196,357

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Angela M. Babcock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angela M Babcock's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

GROVE POINT ADVISORS, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

Primary Firm SEC Registration

FLFS ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2020

Series 63

Date: 5/1/2012

SIE

Date: 10/1/2018

Series 7

Date: 1/18/2012

FINRA

Current Firm

FLFS ADVISORY LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLFS ADVISORY LLC

TRUST BUT VERIFY

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