Neill B. Hatcher
INNOVATIVE ADVISORY PARTNERS | Financial Advisor
Hixson, TN 37343-4806
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CRD#: 4332566
Professional summary
Neill B Hatcher, who also goes by Neill Bickerstaff Hatcher, is a registered financial advisor currently at INNOVATIVE ADVISORY PARTNERS, LLC located in Hixson, Tennessee.
Neill is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Neill has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Estate Planning Strategies
Family Finances
Retirement Planning Strategies
Are you a "fiduciary"?
Yes
Aliases
Neill Bickerstaff Hatcher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fixed Insurance. Investment Related. At Registered location. Fixed / Traditional Insurance. Agent. Start Date: 01/2024. 2 hrs/ month; all during trading hours. Sales of fixed / traditional insurance products. 4) Alabama Golf Association. Not Investment Related. 3041 Lorne Road, Hoover, AL, 35216. Civic Organization. Volunteer. Start Date: 01/2024. 1 hr/ month; all during trading hours. Assist w/ Golf Tournaments, Scoring, and Rules.
CRS (Client Relationship Summary) - RIA
Click below to view Neill B Hatcher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2024 - Present
INNOVATIVE ADVISORY PARTNERS, LLC
Office #1: 4700 Hixson Pike, Hixson, TN 37343-4806RIA
CRD#: 156135
Hixson, TN
Past
January 8, 2024 - April 30, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Birmingham, AL
Past
January 4, 2024 - April 29, 2024
SUMMIT FINANCIAL, LLC
RIA
CRD#: 299322
BIRMINGHAM, AL
Past
July 20, 2018 - January 16, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Birmingham, AL
Past
July 20, 2018 - January 16, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Birmingham, AL
Past
August 22, 2011 - July 23, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
COLUMBUS, GA
Past
July 20, 2011 - July 23, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
COLUMBUS, GA
Past
February 21, 2003 - November 1, 2006
SYNOVUS SECURITIES, INC.
RIA
CRD#: 14023
COLUMBUS, GA
Past
January 30, 2001 - November 1, 2006
SYNOVUS SECURITIES, INC.
BD
CRD#: 14023
COLUMBUS, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INNOVATIVE ADVISORY PARTNERS, LLC
BRIDGETOWN INVESTMENT COUNSEL | SOLOMONWOOD FINANCIAL ADVISORS | INNOVATIVE ADVISORY PARTNERS, LLC | FRANKLIN WEALTH MANAGEMENT, LLC | FRANKLIN WEALTH MANAGEMENT, L.L.C. | FRANKLIN WEALTH MANAGEMENT | FINANCIAL EDUCATORS NETWORK OF EAST TENNESSEE
CRD#: 156135 / SEC#: 801-78600
RIA
Registered Investment Advisory firm - (10/9/2013 Approved)Georgia
Registered Investment Advisory firm - (11/1/2013 Terminated)Tennessee
Registered Investment Advisory firm - (12/1/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(4/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IA
INNOVATIVE ADVISORY PARTNERS, LLC
BRIDGETOWN INVESTMENT COUNSEL | SOLOMONWOOD FINANCIAL ADVISORS | INNOVATIVE ADVISORY PARTNERS, LLC | FRANKLIN WEALTH MANAGEMENT, LLC | FRANKLIN WEALTH MANAGEMENT, L.L.C. | FRANKLIN WEALTH MANAGEMENT | FINANCIAL EDUCATORS NETWORK OF EAST TENNESSEE
CRD#: 156135 / SEC#: 801-78600
RIA
Registered Investment Advisory firm - (10/9/2013 Approved)Georgia
Registered Investment Advisory firm - (11/1/2013 Terminated)Tennessee
Registered Investment Advisory firm - (12/1/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4700 Hixson Pike, Hixson, TN 37343-4806
Mailing Address
Phone number
(423) 870-2140
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,108 |
| AUM (Assets Under Management) | $ 260,400,000 |
Red Flags
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Company Information
INNOVATIVE ADVISORY PARTNERS, LLC
Financial AdvisorCRD#: 156135Hixson, TN 37343-4806TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
