DH
Daniel L. Hays
CFCI
BLOOMINGTON, IN 47403
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CRD#: 4332513
DH
Professional summary
Daniel Lee Hays, who also goes by Daniel Lee Hays, is a registered financial advisor currently at CFCI located in Bloomington, Indiana and J.W. COLE FINANCIAL, INC. located in Bloomington, Indiana.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Lee Hays
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL.; REGISTERED INVESTMENT ADVISOR/TREASURER/SECRETARY, 5% OWNER. DUAL REGISTERED WITH CFCI AND J.W. COLE ADVISORS. (2) SELLS VARIOUS TYPES OF INSURANCE PRODUCTS AND ANNUITIES THROUGH VARIOUS INSURANCE COMPANIES. (3) NORTHSIDE EXCHANGE CLUB; NON-INVESTMENT RELATED; NATIONAL HEADQUARTERS: 3050 CENTRAL AVE, TOLEDO, OH 43606; CIVIC ORGANIZATION; 8/1/2014; PRESIDENT OF THE BOARD; 5 HRS/ MONTH; 4 TRADING HOURS/MONTH; NOMINATED TO BOARD FOR 3 YR. COMMITMENT. (4) The National Exchange Club; Not investment related; 3050 W. Central Ave, Toledo, OH 43606; President Elect - Indiana District; Meet virtually once a quarter for board meetings, attend a national conference in July and participate in two weekends district conferences; Start 7/1/25; 3 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Lee Hays's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2005 - Present
CFCI
Office #1: 674 South College Avenue, Bloomington, IN 47403RIA
CRD#: 128257
BLOOMINGTON, IN
Current
May 21, 2013 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 674 S. College Ave., Bloomington, IN 47403BD
CRD#: 124583
Bloomington, IN
Past
May 21, 2013 - December 31, 2018
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
Bloomington, IN
Past
February 6, 2003 - May 6, 2013
SPC
RIA
CRD#: 110692
BLOOMINGTON, IN
Past
November 6, 2002 - May 6, 2013
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
BLOOMINGTON, IN
Past
March 5, 2001 - November 6, 2002
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CFCI
CFCI | NORDBERG & VANDENBERG | COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.
CRD#: 128257 / SEC#: 801-62834
RIA
Registered Investment Advisory firm - (3/4/2004 Approved)Indiana
Registered Investment Advisory firm - (3/21/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/21/2013)
IAR
Indiana(1/25/2005)
RR
Indiana(5/21/2013)
RR
Missouri(6/2/2023)
RR
Texas(6/22/2021)
IAR
Texas(4/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 9/15/2003
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CFCI
CFCI | NORDBERG & VANDENBERG | COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.
CRD#: 128257 / SEC#: 801-62834
RIA
Registered Investment Advisory firm - (3/4/2004 Approved)Indiana
Registered Investment Advisory firm - (3/21/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
674 S. College Avenue, Bloomington, IN 47403
Mailing Address
Phone number
(812) 334-3190
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,612 |
| AUM (Assets Under Management) | $ 515,086,117 |
Red Flags
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Company Information
CFCI
CRD#: 128257Bloomington, IN 47403TRUST BUT VERIFY
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