MA
Michael D. Agostinelli
DAVIE KAPLAN WEALTH CARE ADVISORS
ROCHESTER, NY 14618
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CRD#: 4332456
MA
Professional summary
Michael David Agostinelli is a registered financial advisor currently at DAVIE KAPLAN WEALTH CARE ADVISORS, LLC located in Rochester, New York and DKCB FINANCIAL ADVISORS, LLC located in Rochester, New York.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAVIE KAPLAN WEALTHCARE LLC INSURANCE POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 12 START DATE: 1/2001 DESCRIPTION: Provide financial services to clients. 2) DKCB FINANCIAL ADVISORS, LLC, RIA POSITION: null NATURE: RIA INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 12 START DATE: 10/2002 ADDRESS: Rochester NY, United States DESCRIPTION: Provide financial services to clients. 3) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (INSURANCE) POSITION: Referring Advisor NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 09/01/2000 ADDRESS: 1000 First Federal Plaza, Rochester NY 14614, United States DESCRIPTION: Insurance Sales 4) DAVIE KAPLAN WEALTH CARE ADVISOR, LLC (RIA) POSITION: referring Advisor NATURE: Financial Planning INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2007 ADDRESS: 1000 First Federal Plaza, Rochester NY 14614, United States DESCRIPTION: referring advisor 5) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (FORMERLY DKCB WEALTH CARE ADVISORS, LLC) POSITION: Referring Advisor NATURE: FINANCIAL SERVICES ENTITY & RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 12 START DATE: 07/01/2014 ADDRESS: 1000 First Federal, Rochester NY 14616, United States DESCRIPTION: Referring Advisor 6) DAVIE KAPLAN, CPA, P.C. POSITION: Employee NATURE: CPA practice INVESTMENT RELATED: No NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 96 START DATE: 08/01/2007 ADDRESS: 1000 First Federal Plaza, Rochester NY 14614, United States DESCRIPTION: affiliated partner
CRS (Client Relationship Summary) - RIA
Click below to view Michael David Agostinelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2021 - Present
DAVIE KAPLAN WEALTH CARE ADVISORS, LLC
Office #1: 100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618RIA
CRD#: 140436
ROCHESTER, NY
Current
June 22, 2021 - Present
DKCB FINANCIAL ADVISORS, LLC
Office #1: 100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618RIA
CRD#: 126493
ROCHESTER, NY
Past
September 5, 2025 - October 3, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ROCHESTER, NY
Past
September 5, 2025 - October 3, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ROCHESTER, NY
Past
October 24, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Penfield, NY
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ROCHESTER, NY
Past
January 31, 2001 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ROCHESTER, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(6/21/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DK
DAVIE KAPLAN WEALTH CARE ADVISORS, LLC
DAVIE KAPLAN WEALTH CARE ADVISORS, LLC | DKCB WEALTH CARE ADVISORS, LLC
CRD#: 140436 / SEC#:
New York
Registered Investment Advisory firm - (8/29/2006 Approved)Texas
Registered Investment Advisory firm - (8/17/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618
Mailing Address
Phone number
(585) 454-4161
Established
Firm type
Fiscal year end
# of Employees
16
Red Flags
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Company Information
DAVIE KAPLAN WEALTH CARE ADVISORS, LLC
CRD#: 140436Rochester, NY 14618TRUST BUT VERIFY
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