Michael A. Douglass

FSP ADVISORS

Wolcott, NY 14590

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CRD#: 4332391

Professional summary

Michael Anthony Douglass, who also goes by Michael Anthony Douglass, is a registered financial advisor currently at FSP ADVISORS, INC. located in Wolcott, New York and LEIGH BALDWIN & CO., LLC located in Wolcott, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Anthony Douglass

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MICHAEL DOUGLASS CPA POSITION: OWNER NATURE: CPA FIRM; NON INVESTMENT RELATED; NUMBER OF HOURS: 40-160 PER WEEK DURING MARKET HOURS; START DATE: 10/01/2006 2) RENTAL REAL ESTATE POSITION: Owner NATURE: RENTAL REAL ESTATE, NON INVESTMENT RELATES; NUMBER OF HOURS: 5 PER WEEK DURING SECURITIES TRADING HOURS 3)FIXED INSURANCE AND ANNUITIES; NO OWNERSHIP; NON INVESTMENT RELATED; MINIMAL HOURS PSENT DURING MARKET HOURS ON ACTIVITY. 4) Investment Advisor Representative with FSP Advisors, Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Douglass's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2021 - Present

FSP ADVISORS, INC.

Office #1: 12032 Main Street, Wolcott, NY 14590

RIA

CRD#: 158482

Wolcott, NY

Current

August 20, 2019 - Present

LEIGH BALDWIN & CO., LLC

Office #1: 12032 Main Street, Wolcott, NY 14590

RIA

CRD#: 38751

Wolcott, NY

Past

January 30, 2001 - August 12, 2019

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/20/2019)

Florida
(8/20/2019)

New York
(8/20/2019)

IAR

New York
(4/15/2021)

Oklahoma
(10/22/2020)

Pennsylvania
(8/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/31/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/29/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FSP ADVISORS, INC.

FINANCIAL SERVICE PARTNERS ADVISORY | RUIZ, JULIAN, JOAQUIN | LEIGH BALDWIN & CO., LLC | FSP ADVISORS, INC.

CRD#: 158482 / SEC#:

New York

Registered Investment Advisory firm - (10/26/2011 Approved)

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Contact information

Main Address

900 Jefferson Road Suite 301, Rochester, NY 14623-3238

Mailing Address

900 Jefferson Road Suite 301, Rochester, NY 14623

Phone number

(585) 697-2958

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 32,628,445

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael A. Douglass

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Douglass's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSP ADVISORS, INC.

LEIGH BALDWIN & CO., LLC

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/2020

Series 66

Date: 1/31/2001

SIE

Date: 10/1/2018

Series 7

Date: 1/29/2001

FINRA

Current Firm

FSP ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FSP ADVISORS, INC.

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