W. A. Cowan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
W. A. Cowan, who also goes by Trey Cowan, was a registered financial professional .
W. is a previously registered financial professional and started their career in finance in 2001. W. had worked at 6 firms and has passed the Series 66, Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2012 - August 26, 2013
D/B/A CLARKSONS PLATOU SECURITIES
June 11, 2008 - May 28, 2010
RBC CAPITAL MARKETS, LLC
August 23, 2007 - June 20, 2008
UBS FINANCIAL SERVICES INC.
July 19, 2007 - June 20, 2008
UBS FINANCIAL SERVICES INC.
August 1, 2005 - February 12, 2007
STANFORD GROUP COMPANY
October 13, 2003 - July 19, 2005
JEFFERIES LLC
August 3, 2001 - October 13, 2003
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
D/B/A CLARKSONS PLATOU SECURITIES
CRD#: 113325 / SEC#: , 8-53308
Contact information
Documents
Red Flags
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