JW
John R. Wilson
DKCB FINANCIAL ADVISORS
ROCHESTER, NY 14618
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CRD#: 4332361
JW
Professional summary
John Robert Wilson, who also goes by Jack Wilson, is a registered financial advisor currently at DKCB FINANCIAL ADVISORS, LLC located in Rochester, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (FORMERLY DKCB WEALTH CARE ADVISORS, LLC) POSITION: RIA, MEMBER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 35 START DATE: 07/01/2014 ADDRESS: Rochester NY 14614, United States DESCRIPTION: Financial Advisor 2) DKCB FINANCIAL ADVISORS, LLC POSITION: Investment Advisor Representative NATURE: Referring clients to various money managers INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2000 ADDRESS: 1000 First Federal Plaza, Rochester NY 14614, United States DESCRIPTION: See # 3 above 3) DAVIE KAPLAN WEALTHCARE ADVISORS, LLC (INSURANCE) POSITION: Member NATURE: Offering insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2013 ADDRESS: 1000 First Federal Plaza, Rochester NY 14614, United States DESCRIPTION: Referrals of insurance business 4) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (RIA) POSITION: Advisor NATURE: Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: ADDRESS: 1000 First Federal Plaza, Rochester NY 14614, United States DESCRIPTION: 5) POWER OF ATTORNEY FOR MY MOTHER-IN-LAW JOSEPHINE MORGANTI POSITION: POA NATURE: POA INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2013 ADDRESS: 1161 Sherbrooke Lane, Rochester NY 14624, United States DESCRIPTION: POA for mother-in-law for medical and general welfare.
CRS (Client Relationship Summary) - RIA
Click below to view John Robert Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2021 - Present
DKCB FINANCIAL ADVISORS, LLC
Office #1: 100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618RIA
CRD#: 126493
ROCHESTER, NY
Past
October 25, 2019 - December 31, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ROCHESTER, NY
Past
February 28, 2001 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ROCHESTER, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(6/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DF
DKCB FINANCIAL ADVISORS, LLC
DKCB FINANCIAL ADVISORS, LLC
CRD#: 126493 / SEC#:
New York
Registered Investment Advisory firm - (5/10/2000 Approved)Texas
Registered Investment Advisory firm - (11/21/2018 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618
Mailing Address
Phone number
(585) 454-4161
Established
Firm type
Fiscal year end
# of Employees
18
Red Flags
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Company Information
DKCB FINANCIAL ADVISORS, LLC
CRD#: 126493Rochester, NY 14618TRUST BUT VERIFY
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