Clifford Verron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Verron, who also goes by Cliff Verron, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 2001. Clifford had worked at 5 firms and has passed the SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2008 - November 4, 2008
CITIGROUP DERIVATIVES MARKETS INC.
May 20, 2008 - July 10, 2008
LAVAFLOW, INC.
December 1, 2005 - June 2, 2006
LEGG MASON WOOD WALKER, INCORPORATED
June 29, 2005 - July 29, 2008
LAVA TRADING, INC.
January 18, 2001 - September 8, 2017
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITIGROUP DERIVATIVES MARKETS INC.
CRD#: 133084 / SEC#: , 8-66679
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP FINANCIAL PRODUCTS INC. | DIRECT OWNER | |
| HALDANE, DAVID GEOFFREY | DIRECTOR | 5325475 |
| KELTZ, STEVEN JAY MR. | GENERAL COUNSEL | |
| MOGILEVSKY, CHARLES ROBERT | DIRECTOR | 1712540 |
| MOGILEVSKY, CHARLES ROBERT | PRESIDENT | 1712540 |
| MOGILEVSKY, CHARLES ROBERT | CHIEF OPERATIONS OFFICER / POO | 1712540 |
| SALIBA, RAMSEY | CHIEF FINANCIAL OFFICER / FINOP / PFO | 5358958 |
| TARLETON, JOHN KERMIT | CHIEF COMPLIANCE OFFICER | 1390864 |
| WINCHESTER, J SLADE | DIRECTOR | 1762956 |
Disclosures
| Regulatory Event | 20 |
Red Flags
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